Complex Institution Liquidity Monitoring Report OMB Number 7100-0361

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I.U.3: Required Operational Balances

Report Date Reporting Entity PID Product Currency Converted Maturity Bucket Forward Start Amount Forward Start Bucket Internal Counterparty Business Line Counterparty G-SIB Maturity Amount Maturity Optionality Effective Maturity Bucket Encumbrance Type Internal Risk Weight
2025-10-13 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 20 None Non-Regulated Fund 2076619.16 No None
2025-10-13 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 21 None Liberty Wealth Management LLC Non-Regulated Fund 3167372.82 Yes None
2025-10-13 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 22 None Non-Regulated Fund 3190062.94 No None
2025-10-13 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 23 None Liberty International Finance Ltd. Non-Regulated Fund 4312448.35 Yes None
2025-10-13 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 24 None Liberty Wealth Management LLC Non-Regulated Fund 2300647.14 Yes None
2025-10-13 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 25 None Liberty Wealth Management LLC Non-Regulated Fund 461477.45 Yes None
2025-10-13 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 26 None Non-Regulated Fund 1767359.92 No None
2025-10-13 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 27 None Non-Regulated Fund 140834.58 No None
2025-10-13 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 28 None Non-Regulated Fund 3350408.01 No None
2025-10-13 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 29 None Non-Regulated Fund 1116335.85 No None
2025-10-13 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 30 None Non-Regulated Fund 3264106.32 No None
2025-10-13 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 31 None Liberty Wealth Management LLC Non-Regulated Fund 3617912.36 Yes None
2025-10-13 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 32 None Liberty Mortgage Services Corp. Non-Regulated Fund 3311419.70 Yes None
2025-10-13 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 33 None Liberty Mortgage Services Corp. Non-Regulated Fund 3758951.34 Yes None
2025-10-13 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 34 None Liberty National Bank Non-Regulated Fund 2184228.93 Yes None
2025-10-13 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 35 None Liberty Mortgage Services Corp. Non-Regulated Fund 1458900.71 Yes None
2025-10-13 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 36 None Liberty International Finance Ltd. Non-Regulated Fund 3948950.25 Yes None
2025-10-13 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 37 None Non-Regulated Fund 1853576.84 No None
2025-10-13 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 38 None Non-Regulated Fund 3182205.77 No None
2025-10-13 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 39 None Non-Regulated Fund 764557.97 No None
2025-10-13 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 40 None Non-Regulated Fund 2970058.16 No None
2025-10-13 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 41 None Liberty National Bank Non-Regulated Fund 2675591.70 Yes None
2025-10-13 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 42 None Non-Regulated Fund 1855835.73 No None
2025-10-13 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 43 None Liberty Wealth Management LLC Non-Regulated Fund 2733078.93 Yes None
2025-10-13 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 44 None Non-Regulated Fund 2177754.90 No None