| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
8102.32 |
Day 47 |
Yes |
392.98 |
<7 Days |
IG-7 |
7778.31 |
Yes |
T+1 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
15651.53 |
Day 47 |
Yes |
454.25 |
7-30 Days |
IG-8 |
17143.32 |
Yes |
T+1 |
No |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
13530.46 |
Day 47 |
No |
456.58 |
<7 Days |
L-1 |
13793.06 |
No |
T+1 |
Yes |
Yes |
Liberty National Bank |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
12566.61 |
Day 47 |
Yes |
14.98 |
31-90 Days |
L-10 |
11488.32 |
Yes |
T+1 |
No |
Yes |
Liberty Capital Markets Inc. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
1761.45 |
Day 47 |
Yes |
69.12 |
31-90 Days |
L-11 |
1842.94 |
Yes |
T+2 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
2548.84 |
Day 47 |
Yes |
101.56 |
<7 Days |
L-2 |
2713.86 |
Yes |
T+2 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
16971.78 |
Day 47 |
Yes |
359.12 |
7-30 Days |
L-3 |
17005.95 |
No |
T+2 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
7208.42 |
Day 47 |
No |
183.09 |
7-30 Days |
L-4 |
7607.08 |
No |
T+1 |
No |
Yes |
Liberty Capital Markets Inc. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
12650.20 |
Day 47 |
No |
602.14 |
31-90 Days |
L-5 |
11432.33 |
Yes |
T+0 |
Yes |
Yes |
Liberty Wealth Management LLC |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
4650.17 |
Day 47 |
Yes |
24.43 |
<7 Days |
L-6 |
4441.19 |
No |
T+1 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
11075.61 |
Day 47 |
No |
357.09 |
31-90 Days |
L-7 |
11509.63 |
Yes |
T+0 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
3308.17 |
Day 47 |
No |
62.39 |
7-30 Days |
L-8 |
3472.45 |
No |
T+0 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
2572.43 |
Day 47 |
No |
33.56 |
7-30 Days |
L-9 |
2527.69 |
Yes |
T+0 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
5440.89 |
Day 47 |
Yes |
221.03 |
7-30 Days |
LC-1 |
4953.86 |
Yes |
T+0 |
Yes |
Yes |
Liberty National Bank |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
11311.96 |
Day 47 |
No |
172.46 |
7-30 Days |
LC-2 |
11565.39 |
Yes |
T+1 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
15027.31 |
Day 47 |
No |
248.10 |
7-30 Days |
N-1 |
15646.73 |
Yes |
T+2 |
Yes |
Yes |
Liberty National Bank |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
7304.08 |
Day 47 |
No |
291.68 |
7-30 Days |
N-2 |
7443.22 |
Yes |
T+2 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
13755.57 |
Day 47 |
Yes |
53.12 |
31-90 Days |
N-3 |
14937.82 |
No |
T+1 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
1480.31 |
Day 47 |
Yes |
15.84 |
<7 Days |
N-4 |
1602.82 |
No |
T+1 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
15691.16 |
Day 47 |
No |
498.11 |
31-90 Days |
N-5 |
14876.00 |
Yes |
T+2 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
9285.91 |
Day 47 |
Yes |
296.25 |
7-30 Days |
N-6 |
8737.88 |
No |
T+2 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
4225.08 |
Day 47 |
Yes |
180.32 |
31-90 Days |
N-7 |
4032.03 |
Yes |
T+0 |
No |
Yes |
Liberty Wealth Management LLC |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
16144.51 |
Day 47 |
Yes |
164.29 |
7-30 Days |
P-1 |
15783.91 |
Yes |
T+0 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
15985.67 |
Day 47 |
No |
692.73 |
31-90 Days |
P-2 |
15249.72 |
Yes |
T+1 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
14426.01 |
Day 47 |
Yes |
415.02 |
<7 Days |
S-8 |
14353.90 |
Yes |
T+2 |
No |
Yes |
Liberty Capital Markets Inc. |
Securities Finance |