| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
6509.61 |
Day 47 |
Yes |
205.68 |
31-90 Days |
G-1-Q |
6541.03 |
Yes |
T+1 |
Yes |
Yes |
Liberty National Bank |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
13230.79 |
Day 47 |
Yes |
471.78 |
31-90 Days |
G-2-Q |
13127.50 |
No |
T+1 |
No |
Yes |
Liberty National Bank |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
11031.16 |
Day 47 |
No |
166.25 |
7-30 Days |
G-3-Q |
12111.20 |
Yes |
T+0 |
No |
Yes |
Liberty National Bank |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
13608.50 |
Day 47 |
No |
33.08 |
<7 Days |
S-5-Q |
13692.09 |
No |
T+2 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
11724.36 |
Day 47 |
No |
388.16 |
7-30 Days |
S-6-Q |
11553.45 |
No |
T+2 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
3072.47 |
Day 47 |
Yes |
41.34 |
<7 Days |
S-7-Q |
3208.26 |
No |
T+0 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
3.48 |
Day 47 |
Yes |
0.10 |
31-90 Days |
E-1-Q |
3.61 |
No |
T+1 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
9500.56 |
Day 47 |
No |
171.22 |
31-90 Days |
E-2-Q |
9645.45 |
Yes |
T+1 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
1595.33 |
Day 47 |
Yes |
30.92 |
31-90 Days |
IG-1-Q |
1512.67 |
No |
T+2 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
4600.31 |
Day 47 |
No |
211.97 |
<7 Days |
IG-2-Q |
4236.69 |
Yes |
T+1 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
14042.43 |
Day 47 |
Yes |
676.02 |
<7 Days |
C-1 |
13770.98 |
No |
T+1 |
Yes |
Yes |
Liberty National Bank |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
6351.02 |
Day 47 |
Yes |
197.96 |
<7 Days |
CB-4 |
6326.65 |
Yes |
T+1 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
4285.18 |
Day 47 |
No |
1.12 |
7-30 Days |
E-10 |
4444.13 |
No |
T+2 |
No |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
7140.60 |
Day 47 |
No |
259.00 |
<7 Days |
E-3 |
7637.32 |
Yes |
T+0 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
14634.58 |
Day 47 |
Yes |
466.62 |
7-30 Days |
E-4 |
13388.56 |
No |
T+0 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
877.41 |
Day 47 |
No |
33.39 |
7-30 Days |
E-5 |
859.05 |
No |
T+2 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
1192.34 |
Day 47 |
Yes |
6.70 |
31-90 Days |
E-6 |
1249.08 |
No |
T+0 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
10514.12 |
Day 47 |
Yes |
237.13 |
<7 Days |
E-7 |
10858.92 |
No |
T+1 |
No |
Yes |
Liberty Mortgage Services Corp. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
4321.03 |
Day 47 |
Yes |
11.31 |
31-90 Days |
E-8 |
4423.17 |
No |
T+2 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
15801.40 |
Day 47 |
Yes |
557.18 |
31-90 Days |
E-9 |
15844.43 |
No |
T+2 |
No |
Yes |
Liberty Wealth Management LLC |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
5258.42 |
Day 47 |
No |
171.40 |
<7 Days |
G-4 |
5286.05 |
Yes |
T+1 |
No |
Yes |
Liberty Capital Markets Inc. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
14356.92 |
Day 47 |
No |
118.68 |
31-90 Days |
IG-3 |
13386.88 |
Yes |
T+1 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
12170.32 |
Day 47 |
No |
351.63 |
31-90 Days |
IG-4 |
11453.68 |
Yes |
T+2 |
No |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
4518.61 |
Day 47 |
Yes |
35.50 |
<7 Days |
IG-5 |
4968.55 |
Yes |
T+1 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
12832.05 |
Day 47 |
No |
41.43 |
<7 Days |
IG-6 |
13746.30 |
No |
T+2 |
No |
Yes |
Liberty National Bank |
Funding |