| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
16703.91 |
Day 46 |
Yes |
736.50 |
7-30 Days |
G-1 |
17291.81 |
Yes |
T+2 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
6734.96 |
Day 46 |
Yes |
213.66 |
31-90 Days |
G-2 |
6464.31 |
No |
T+2 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
784.54 |
Day 46 |
No |
33.43 |
7-30 Days |
G-3 |
820.87 |
Yes |
T+1 |
No |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
9489.19 |
Day 46 |
Yes |
125.84 |
<7 Days |
IG-1 |
9642.48 |
Yes |
T+1 |
No |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
2297.62 |
Day 46 |
No |
103.80 |
<7 Days |
IG-2 |
2240.87 |
Yes |
T+0 |
No |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
13364.84 |
Day 46 |
Yes |
130.67 |
7-30 Days |
S-1 |
14420.33 |
No |
T+2 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
11876.38 |
Day 46 |
Yes |
97.25 |
<7 Days |
S-2 |
12951.74 |
Yes |
T+2 |
No |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
2205.75 |
Day 46 |
No |
25.31 |
31-90 Days |
S-3 |
2204.18 |
Yes |
T+1 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
7329.70 |
Day 46 |
No |
243.27 |
<7 Days |
S-4 |
7250.86 |
Yes |
T+0 |
No |
Yes |
Liberty Mortgage Services Corp. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
3967.66 |
Day 46 |
No |
38.23 |
<7 Days |
S-5 |
4268.42 |
Yes |
T+2 |
Yes |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
13060.65 |
Day 46 |
No |
118.97 |
7-30 Days |
S-6 |
14246.90 |
No |
T+0 |
No |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
9993.08 |
Day 46 |
No |
143.53 |
31-90 Days |
S-7 |
9273.75 |
No |
T+0 |
Yes |
Yes |
Liberty National Bank |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
12276.40 |
Day 47 |
No |
195.86 |
7-30 Days |
A-0-Q |
11572.81 |
Yes |
T+1 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
1567.64 |
Day 47 |
No |
26.48 |
7-30 Days |
A-1-Q |
1480.34 |
Yes |
T+0 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
12938.12 |
Day 47 |
Yes |
404.63 |
31-90 Days |
A-2-Q |
13126.20 |
Yes |
T+1 |
Yes |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
14100.11 |
Day 47 |
Yes |
104.84 |
<7 Days |
A-3-Q |
13675.09 |
No |
T+2 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
4079.79 |
Day 47 |
No |
150.51 |
<7 Days |
A-4-Q |
4118.92 |
Yes |
T+1 |
No |
Yes |
Liberty Capital Markets Inc. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
758.55 |
Day 47 |
No |
24.46 |
31-90 Days |
A-5-Q |
831.61 |
No |
T+2 |
No |
Yes |
Liberty Wealth Management LLC |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
6279.11 |
Day 47 |
Yes |
284.83 |
<7 Days |
CB-1-Q |
5833.79 |
Yes |
T+1 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
12829.42 |
Day 47 |
No |
22.90 |
<7 Days |
CB-2-Q |
13434.18 |
Yes |
T+1 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
12670.63 |
Day 47 |
Yes |
360.55 |
<7 Days |
S-1-Q |
13511.21 |
No |
T+1 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
2683.20 |
Day 47 |
Yes |
20.98 |
31-90 Days |
S-2-Q |
2610.88 |
Yes |
T+2 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
14275.07 |
Day 47 |
Yes |
491.55 |
<7 Days |
S-3-Q |
14457.13 |
No |
T+2 |
No |
Yes |
Liberty Wealth Management LLC |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
9133.35 |
Day 47 |
No |
437.85 |
<7 Days |
S-4-Q |
9572.83 |
Yes |
T+1 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
9326.84 |
Day 47 |
No |
347.95 |
<7 Days |
CB-3-Q |
9254.97 |
No |
T+0 |
Yes |
Yes |
Liberty National Bank |
Trading |