| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
10152.06 |
Day 47 |
No |
349.32 |
31-90 Days |
S-7 |
10334.27 |
Yes |
T+0 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
8308.85 |
Day 48 |
No |
89.99 |
7-30 Days |
A-0-Q |
7509.44 |
Yes |
T+2 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
6426.24 |
Day 48 |
Yes |
5.81 |
<7 Days |
A-1-Q |
6446.15 |
Yes |
T+0 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
2949.27 |
Day 48 |
Yes |
127.68 |
7-30 Days |
A-2-Q |
2782.31 |
No |
T+1 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
9777.84 |
Day 48 |
Yes |
208.35 |
31-90 Days |
A-3-Q |
9787.03 |
No |
T+0 |
No |
Yes |
Liberty National Bank |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
7161.16 |
Day 48 |
No |
169.59 |
<7 Days |
A-4-Q |
7403.49 |
Yes |
T+2 |
Yes |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
2841.06 |
Day 48 |
Yes |
90.99 |
7-30 Days |
A-5-Q |
2931.78 |
Yes |
T+2 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
10604.59 |
Day 48 |
No |
374.36 |
31-90 Days |
CB-1-Q |
10067.23 |
Yes |
T+0 |
No |
Yes |
Liberty Wealth Management LLC |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
7819.47 |
Day 48 |
Yes |
99.59 |
<7 Days |
CB-2-Q |
8453.68 |
No |
T+2 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
14747.72 |
Day 48 |
No |
155.10 |
7-30 Days |
S-1-Q |
14620.05 |
No |
T+1 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
3311.36 |
Day 48 |
Yes |
80.87 |
7-30 Days |
S-2-Q |
3327.30 |
No |
T+1 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
3153.71 |
Day 48 |
Yes |
7.47 |
<7 Days |
S-3-Q |
3192.43 |
No |
T+1 |
Yes |
Yes |
Liberty National Bank |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
12652.33 |
Day 48 |
Yes |
47.36 |
31-90 Days |
S-4-Q |
13684.46 |
No |
T+0 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
1590.12 |
Day 48 |
Yes |
66.66 |
7-30 Days |
CB-3-Q |
1458.90 |
Yes |
T+0 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
2656.21 |
Day 48 |
No |
126.21 |
31-90 Days |
G-1-Q |
2535.98 |
Yes |
T+1 |
No |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
11663.22 |
Day 48 |
Yes |
44.25 |
31-90 Days |
G-2-Q |
11385.92 |
Yes |
T+2 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
16311.23 |
Day 48 |
Yes |
95.59 |
<7 Days |
G-3-Q |
16557.64 |
No |
T+0 |
Yes |
Yes |
Liberty National Bank |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
7268.41 |
Day 48 |
Yes |
239.07 |
31-90 Days |
S-5-Q |
6872.89 |
No |
T+0 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
12133.17 |
Day 48 |
No |
373.64 |
31-90 Days |
S-6-Q |
11714.13 |
No |
T+0 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
6228.05 |
Day 48 |
Yes |
32.96 |
<7 Days |
S-7-Q |
6338.03 |
Yes |
T+2 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
15499.31 |
Day 48 |
No |
107.80 |
7-30 Days |
E-1-Q |
16209.50 |
Yes |
T+2 |
No |
Yes |
Liberty Capital Markets Inc. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
1407.05 |
Day 48 |
Yes |
48.77 |
7-30 Days |
E-2-Q |
1460.57 |
No |
T+1 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
14552.38 |
Day 48 |
No |
528.83 |
31-90 Days |
IG-1-Q |
14569.66 |
No |
T+1 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
3569.80 |
Day 48 |
No |
24.11 |
7-30 Days |
IG-2-Q |
3465.46 |
No |
T+1 |
Yes |
Yes |
Liberty Wealth Management LLC |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
397.63 |
Day 48 |
Yes |
8.29 |
<7 Days |
C-1 |
422.56 |
Yes |
T+1 |
No |
Yes |
Liberty Capital Markets Inc. |
Trading |