| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
3105.08 |
Day 46 |
Yes |
12.20 |
<7 Days |
E-4 |
2829.10 |
No |
T+1 |
No |
Yes |
Liberty National Bank |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
12213.47 |
Day 46 |
Yes |
52.50 |
<7 Days |
E-5 |
11661.00 |
Yes |
T+0 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
1909.83 |
Day 46 |
Yes |
62.74 |
<7 Days |
E-6 |
2089.69 |
No |
T+1 |
Yes |
Yes |
Liberty National Bank |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
11319.98 |
Day 46 |
Yes |
27.75 |
7-30 Days |
E-7 |
11521.57 |
No |
T+0 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
4827.17 |
Day 46 |
Yes |
85.32 |
7-30 Days |
E-8 |
4640.94 |
Yes |
T+0 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
3956.31 |
Day 46 |
No |
143.45 |
31-90 Days |
E-9 |
3908.38 |
Yes |
T+2 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
4597.73 |
Day 46 |
Yes |
142.88 |
7-30 Days |
G-4 |
4145.69 |
No |
T+0 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
7297.21 |
Day 46 |
Yes |
329.28 |
<7 Days |
IG-3 |
7080.98 |
Yes |
T+2 |
No |
Yes |
Liberty Capital Markets Inc. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
1129.75 |
Day 46 |
Yes |
0.25 |
31-90 Days |
IG-4 |
1099.79 |
Yes |
T+2 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
9034.06 |
Day 46 |
No |
448.95 |
<7 Days |
IG-5 |
8779.52 |
No |
T+0 |
No |
Yes |
Liberty Capital Markets Inc. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
3276.35 |
Day 46 |
Yes |
69.31 |
7-30 Days |
IG-6 |
3010.61 |
Yes |
T+2 |
No |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
668.51 |
Day 46 |
Yes |
20.43 |
7-30 Days |
IG-7 |
606.81 |
Yes |
T+1 |
No |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
4701.49 |
Day 46 |
No |
98.37 |
<7 Days |
IG-8 |
4394.80 |
No |
T+0 |
No |
Yes |
Liberty National Bank |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
14000.82 |
Day 46 |
Yes |
111.90 |
<7 Days |
L-1 |
13442.22 |
No |
T+1 |
No |
Yes |
Liberty National Bank |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
14428.29 |
Day 46 |
Yes |
129.39 |
7-30 Days |
L-10 |
15431.58 |
No |
T+1 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
11840.43 |
Day 46 |
No |
216.63 |
<7 Days |
L-11 |
11171.82 |
No |
T+0 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
8491.41 |
Day 46 |
Yes |
257.52 |
<7 Days |
L-2 |
7811.39 |
Yes |
T+1 |
No |
Yes |
Liberty National Bank |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
7366.04 |
Day 46 |
Yes |
215.14 |
31-90 Days |
L-3 |
6892.24 |
No |
T+0 |
No |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
15102.01 |
Day 46 |
No |
338.82 |
<7 Days |
L-4 |
14463.85 |
No |
T+2 |
No |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
15385.59 |
Day 46 |
Yes |
135.46 |
31-90 Days |
L-5 |
14360.86 |
No |
T+2 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
5736.08 |
Day 46 |
No |
194.25 |
7-30 Days |
L-6 |
6293.73 |
No |
T+0 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
192.16 |
Day 46 |
Yes |
4.49 |
31-90 Days |
L-7 |
200.49 |
No |
T+1 |
Yes |
Yes |
Liberty Wealth Management LLC |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
2912.34 |
Day 46 |
No |
75.05 |
7-30 Days |
L-8 |
2796.92 |
No |
T+0 |
Yes |
Yes |
Liberty National Bank |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
5647.36 |
Day 46 |
No |
264.96 |
31-90 Days |
L-9 |
5790.13 |
Yes |
T+1 |
No |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
7843.99 |
Day 46 |
Yes |
243.51 |
7-30 Days |
LC-1 |
7803.52 |
No |
T+1 |
Yes |
No |
|
Securities Finance |