| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
15054.61 |
Day 46 |
Yes |
374.60 |
31-90 Days |
A-2-Q |
14626.63 |
No |
T+2 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
3253.94 |
Day 46 |
No |
87.96 |
31-90 Days |
A-3-Q |
3285.64 |
No |
T+0 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
15792.50 |
Day 46 |
No |
201.37 |
7-30 Days |
A-4-Q |
17039.63 |
No |
T+2 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
4861.86 |
Day 46 |
Yes |
101.86 |
7-30 Days |
A-5-Q |
5098.57 |
Yes |
T+1 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
10138.77 |
Day 46 |
Yes |
397.59 |
31-90 Days |
CB-1-Q |
10693.97 |
No |
T+0 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
6276.08 |
Day 46 |
Yes |
9.87 |
7-30 Days |
CB-2-Q |
6287.79 |
Yes |
T+2 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
4133.26 |
Day 46 |
No |
3.22 |
<7 Days |
S-1-Q |
3847.03 |
Yes |
T+2 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
15731.10 |
Day 46 |
No |
751.86 |
7-30 Days |
S-2-Q |
16581.91 |
Yes |
T+2 |
No |
Yes |
Liberty National Bank |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
6831.30 |
Day 46 |
No |
140.82 |
31-90 Days |
S-3-Q |
6517.16 |
Yes |
T+2 |
Yes |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
8121.04 |
Day 46 |
Yes |
401.77 |
<7 Days |
S-4-Q |
8465.24 |
No |
T+0 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
11122.16 |
Day 46 |
Yes |
103.30 |
31-90 Days |
CB-3-Q |
10966.42 |
Yes |
T+0 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
8025.42 |
Day 46 |
Yes |
212.74 |
<7 Days |
G-1-Q |
7445.98 |
Yes |
T+2 |
No |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
16185.59 |
Day 46 |
Yes |
184.64 |
31-90 Days |
G-2-Q |
16047.64 |
Yes |
T+1 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
4820.70 |
Day 46 |
Yes |
112.04 |
31-90 Days |
G-3-Q |
4915.45 |
Yes |
T+2 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
10396.56 |
Day 46 |
No |
336.64 |
7-30 Days |
S-5-Q |
10638.43 |
Yes |
T+1 |
No |
Yes |
Liberty National Bank |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
13396.61 |
Day 46 |
No |
630.56 |
31-90 Days |
S-6-Q |
13423.95 |
Yes |
T+0 |
No |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
13958.98 |
Day 46 |
No |
512.87 |
<7 Days |
S-7-Q |
15078.00 |
No |
T+2 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
516.31 |
Day 46 |
Yes |
24.68 |
7-30 Days |
E-1-Q |
523.05 |
No |
T+2 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
8036.61 |
Day 46 |
Yes |
340.65 |
<7 Days |
E-2-Q |
8481.04 |
Yes |
T+0 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
6134.35 |
Day 46 |
Yes |
259.53 |
31-90 Days |
IG-1-Q |
6369.77 |
Yes |
T+0 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
4920.04 |
Day 46 |
No |
159.10 |
31-90 Days |
IG-2-Q |
4895.45 |
Yes |
T+0 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
613.82 |
Day 46 |
Yes |
3.74 |
7-30 Days |
C-1 |
611.37 |
Yes |
T+0 |
Yes |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
634.39 |
Day 46 |
No |
6.98 |
7-30 Days |
CB-4 |
626.12 |
No |
T+2 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
11457.87 |
Day 46 |
No |
350.90 |
7-30 Days |
E-10 |
12393.25 |
No |
T+0 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
13022.63 |
Day 46 |
No |
234.53 |
<7 Days |
E-3 |
13001.07 |
Yes |
T+1 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Securities Finance |