| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
1211.54 |
Day 43 |
Yes |
5.01 |
<7 Days |
A-3 |
1135.82 |
Yes |
T+2 |
No |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
672.00 |
Day 43 |
Yes |
9.92 |
31-90 Days |
A-4 |
725.54 |
Yes |
T+2 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
4638.09 |
Day 43 |
No |
68.73 |
7-30 Days |
A-5 |
4490.82 |
No |
T+1 |
No |
Yes |
Liberty Capital Markets Inc. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
14931.58 |
Day 43 |
No |
354.29 |
31-90 Days |
CB-1 |
14821.21 |
No |
T+1 |
No |
Yes |
Liberty Capital Markets Inc. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
12958.98 |
Day 43 |
No |
171.12 |
7-30 Days |
CB-2 |
13783.33 |
Yes |
T+1 |
Yes |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
15725.11 |
Day 43 |
Yes |
645.14 |
31-90 Days |
CB-3 |
14521.77 |
No |
T+1 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
1949.81 |
Day 43 |
No |
7.12 |
7-30 Days |
E-1 |
1764.54 |
No |
T+0 |
Yes |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
7439.92 |
Day 43 |
No |
176.51 |
<7 Days |
E-2 |
7622.02 |
No |
T+1 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
8237.05 |
Day 43 |
Yes |
23.41 |
31-90 Days |
G-1 |
8052.14 |
Yes |
T+1 |
Yes |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
10817.55 |
Day 43 |
No |
506.45 |
<7 Days |
G-2 |
9880.57 |
Yes |
T+0 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
10374.98 |
Day 43 |
Yes |
361.87 |
7-30 Days |
G-3 |
10538.01 |
Yes |
T+0 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
17065.13 |
Day 43 |
No |
666.05 |
<7 Days |
IG-1 |
16121.45 |
Yes |
T+0 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
16999.93 |
Day 43 |
Yes |
279.86 |
31-90 Days |
IG-2 |
15592.58 |
Yes |
T+0 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
14318.15 |
Day 43 |
No |
229.40 |
7-30 Days |
S-1 |
14429.54 |
No |
T+0 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
9287.80 |
Day 43 |
No |
443.42 |
7-30 Days |
S-2 |
8384.99 |
Yes |
T+1 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
1596.75 |
Day 43 |
Yes |
53.09 |
31-90 Days |
S-3 |
1592.66 |
Yes |
T+2 |
No |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
2705.75 |
Day 43 |
Yes |
2.27 |
7-30 Days |
S-4 |
2900.68 |
Yes |
T+2 |
No |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
9394.85 |
Day 43 |
Yes |
231.56 |
31-90 Days |
S-5 |
8510.62 |
Yes |
T+0 |
Yes |
Yes |
Liberty National Bank |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
6461.85 |
Day 43 |
No |
94.93 |
31-90 Days |
S-6 |
7073.78 |
No |
T+0 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
16891.57 |
Day 43 |
No |
705.46 |
7-30 Days |
S-7 |
15895.65 |
Yes |
T+0 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
12082.69 |
Day 44 |
No |
351.72 |
<7 Days |
A-0-Q |
12426.86 |
Yes |
T+1 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
13828.76 |
Day 44 |
No |
577.64 |
31-90 Days |
A-1-Q |
14407.26 |
Yes |
T+0 |
Yes |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
4612.86 |
Day 44 |
No |
144.72 |
31-90 Days |
A-2-Q |
5036.30 |
No |
T+2 |
No |
Yes |
Liberty National Bank |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
16398.72 |
Day 44 |
No |
146.75 |
31-90 Days |
A-3-Q |
15047.92 |
No |
T+1 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
9024.64 |
Day 44 |
Yes |
10.28 |
7-30 Days |
A-4-Q |
9277.31 |
No |
T+0 |
No |
Yes |
Liberty Mortgage Services Corp. |
Funding |