| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
16398.13 |
Day 39 |
No |
202.82 |
<7 Days |
E-1 |
15726.91 |
Yes |
T+2 |
Yes |
Yes |
Liberty National Bank |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
4794.90 |
Day 39 |
No |
69.97 |
<7 Days |
E-2 |
4567.22 |
No |
T+2 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
7013.16 |
Day 39 |
Yes |
45.03 |
31-90 Days |
G-1 |
7073.57 |
Yes |
T+0 |
Yes |
Yes |
Liberty Wealth Management LLC |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
10414.55 |
Day 39 |
No |
463.55 |
<7 Days |
G-2 |
9823.77 |
No |
T+1 |
No |
Yes |
Liberty National Bank |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
3763.29 |
Day 39 |
No |
146.52 |
31-90 Days |
G-3 |
3657.26 |
Yes |
T+0 |
No |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
10509.89 |
Day 39 |
Yes |
127.58 |
7-30 Days |
IG-1 |
9548.94 |
Yes |
T+1 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
11271.48 |
Day 39 |
No |
538.20 |
31-90 Days |
IG-2 |
10974.35 |
No |
T+2 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
16765.58 |
Day 39 |
No |
238.56 |
7-30 Days |
S-1 |
17880.09 |
No |
T+0 |
No |
Yes |
Liberty Wealth Management LLC |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
10762.78 |
Day 39 |
No |
467.91 |
<7 Days |
S-2 |
11563.92 |
No |
T+1 |
Yes |
Yes |
Liberty Wealth Management LLC |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
2318.07 |
Day 39 |
Yes |
85.09 |
31-90 Days |
S-3 |
2355.32 |
No |
T+2 |
No |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
11968.35 |
Day 39 |
Yes |
32.22 |
7-30 Days |
S-4 |
11662.59 |
No |
T+2 |
No |
Yes |
Liberty Wealth Management LLC |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
12508.83 |
Day 39 |
Yes |
440.04 |
31-90 Days |
S-5 |
12556.70 |
Yes |
T+1 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
15498.19 |
Day 39 |
No |
617.18 |
31-90 Days |
S-6 |
14060.03 |
Yes |
T+1 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
11974.74 |
Day 39 |
No |
379.02 |
<7 Days |
S-7 |
12660.80 |
No |
T+1 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
11666.15 |
Day 40 |
No |
30.88 |
31-90 Days |
A-0-Q |
12133.55 |
Yes |
T+2 |
Yes |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
10051.58 |
Day 40 |
No |
42.96 |
31-90 Days |
A-1-Q |
10602.05 |
Yes |
T+1 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
15122.69 |
Day 40 |
No |
518.18 |
31-90 Days |
A-2-Q |
16361.72 |
No |
T+0 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
9635.40 |
Day 40 |
No |
304.91 |
7-30 Days |
A-3-Q |
9681.96 |
No |
T+2 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
8310.17 |
Day 40 |
Yes |
9.12 |
7-30 Days |
A-4-Q |
8092.46 |
No |
T+2 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
909.09 |
Day 40 |
Yes |
2.90 |
31-90 Days |
A-5-Q |
850.41 |
No |
T+0 |
Yes |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
15002.11 |
Day 40 |
Yes |
649.42 |
7-30 Days |
CB-1-Q |
14143.13 |
Yes |
T+1 |
Yes |
Yes |
Liberty National Bank |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
1225.54 |
Day 40 |
Yes |
33.51 |
<7 Days |
CB-2-Q |
1313.49 |
No |
T+2 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
14845.48 |
Day 40 |
Yes |
369.53 |
<7 Days |
S-1-Q |
13633.03 |
Yes |
T+0 |
No |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
10136.69 |
Day 40 |
No |
26.12 |
<7 Days |
S-2-Q |
9692.52 |
No |
T+1 |
No |
Yes |
Liberty National Bank |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
15961.96 |
Day 40 |
Yes |
274.71 |
7-30 Days |
S-3-Q |
16645.36 |
No |
T+1 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Trading |