| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
1383.53 |
Day 40 |
No |
1.64 |
7-30 Days |
S-4-Q |
1403.78 |
Yes |
T+2 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
5338.26 |
Day 40 |
Yes |
21.85 |
7-30 Days |
CB-3-Q |
5560.56 |
Yes |
T+0 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
1086.95 |
Day 40 |
Yes |
25.17 |
31-90 Days |
G-1-Q |
1138.74 |
No |
T+0 |
Yes |
Yes |
Liberty Wealth Management LLC |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
2053.87 |
Day 40 |
Yes |
41.39 |
<7 Days |
G-2-Q |
2074.16 |
No |
T+0 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
14979.58 |
Day 40 |
Yes |
262.76 |
31-90 Days |
G-3-Q |
15796.60 |
No |
T+1 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
6179.64 |
Day 40 |
Yes |
70.49 |
31-90 Days |
S-5-Q |
6527.80 |
Yes |
T+2 |
Yes |
Yes |
Liberty National Bank |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
4514.98 |
Day 40 |
Yes |
134.75 |
31-90 Days |
S-6-Q |
4313.16 |
No |
T+0 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
5133.78 |
Day 40 |
Yes |
4.49 |
<7 Days |
S-7-Q |
5103.51 |
Yes |
T+2 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
8722.57 |
Day 40 |
Yes |
381.02 |
7-30 Days |
E-1-Q |
8711.12 |
No |
T+0 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
8838.38 |
Day 40 |
Yes |
63.13 |
<7 Days |
E-2-Q |
9163.49 |
No |
T+2 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
7462.77 |
Day 40 |
Yes |
290.75 |
7-30 Days |
IG-1-Q |
7914.05 |
No |
T+1 |
No |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
7321.72 |
Day 40 |
No |
235.13 |
7-30 Days |
IG-2-Q |
7768.17 |
Yes |
T+0 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
11228.58 |
Day 40 |
Yes |
139.82 |
31-90 Days |
C-1 |
11779.69 |
Yes |
T+0 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
13460.36 |
Day 40 |
Yes |
354.75 |
7-30 Days |
CB-4 |
13311.26 |
No |
T+0 |
Yes |
Yes |
Liberty Wealth Management LLC |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
13814.69 |
Day 40 |
Yes |
34.52 |
31-90 Days |
E-10 |
13401.95 |
Yes |
T+0 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
755.14 |
Day 40 |
No |
28.58 |
31-90 Days |
E-3 |
765.76 |
No |
T+0 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
1120.19 |
Day 40 |
Yes |
23.98 |
7-30 Days |
E-4 |
1030.51 |
Yes |
T+2 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
16261.94 |
Day 40 |
Yes |
160.01 |
31-90 Days |
E-5 |
17288.82 |
No |
T+0 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
13059.06 |
Day 40 |
Yes |
1.75 |
31-90 Days |
E-6 |
13070.46 |
Yes |
T+2 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
15199.44 |
Day 40 |
Yes |
551.47 |
<7 Days |
E-7 |
14894.97 |
No |
T+1 |
Yes |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
10356.01 |
Day 40 |
No |
344.64 |
<7 Days |
E-8 |
11387.30 |
No |
T+0 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
6670.60 |
Day 40 |
No |
44.05 |
<7 Days |
E-9 |
6046.92 |
Yes |
T+0 |
No |
Yes |
Liberty Wealth Management LLC |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
12283.57 |
Day 40 |
Yes |
114.77 |
7-30 Days |
G-4 |
11525.48 |
No |
T+2 |
Yes |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
15045.96 |
Day 40 |
Yes |
40.26 |
7-30 Days |
IG-3 |
13625.20 |
Yes |
T+0 |
No |
Yes |
Liberty National Bank |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
16353.22 |
Day 40 |
Yes |
126.33 |
7-30 Days |
IG-4 |
14754.96 |
No |
T+2 |
No |
No |
|
Trading |