| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
2929.04 |
Day 39 |
Yes |
121.62 |
<7 Days |
L-9 |
2690.76 |
No |
T+0 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
7925.38 |
Day 39 |
Yes |
190.29 |
7-30 Days |
LC-1 |
7845.84 |
Yes |
T+1 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
15968.12 |
Day 39 |
Yes |
63.38 |
<7 Days |
LC-2 |
15333.43 |
No |
T+1 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
13554.52 |
Day 39 |
Yes |
297.92 |
7-30 Days |
N-1 |
12984.92 |
Yes |
T+1 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
17024.24 |
Day 39 |
No |
264.89 |
<7 Days |
N-2 |
18273.36 |
Yes |
T+0 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
16255.27 |
Day 39 |
Yes |
246.44 |
7-30 Days |
N-3 |
15193.46 |
No |
T+0 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
11890.44 |
Day 39 |
Yes |
47.16 |
<7 Days |
N-4 |
12123.25 |
Yes |
T+2 |
No |
Yes |
Liberty Mortgage Services Corp. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
10271.44 |
Day 39 |
No |
75.43 |
31-90 Days |
N-5 |
9852.55 |
No |
T+1 |
No |
Yes |
Liberty Mortgage Services Corp. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
14951.08 |
Day 39 |
No |
65.16 |
7-30 Days |
N-6 |
15986.06 |
No |
T+0 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
4988.88 |
Day 39 |
Yes |
190.87 |
<7 Days |
N-7 |
4975.67 |
No |
T+1 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
5121.18 |
Day 39 |
Yes |
31.35 |
<7 Days |
P-1 |
4744.14 |
Yes |
T+2 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
3943.63 |
Day 39 |
No |
86.89 |
31-90 Days |
P-2 |
3738.70 |
Yes |
T+1 |
No |
Yes |
Liberty Wealth Management LLC |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
16222.81 |
Day 39 |
Yes |
731.06 |
31-90 Days |
S-8 |
17338.84 |
Yes |
T+2 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
5555.46 |
Day 39 |
Yes |
5.31 |
7-30 Days |
Y-1 |
6073.89 |
No |
T+0 |
No |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
12629.23 |
Day 39 |
No |
616.12 |
<7 Days |
Y-2 |
12675.91 |
Yes |
T+0 |
No |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
7062.28 |
Day 39 |
No |
138.56 |
31-90 Days |
Y-3 |
6387.76 |
No |
T+2 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
3701.77 |
Day 39 |
Yes |
45.36 |
31-90 Days |
Y-4 |
4065.48 |
Yes |
T+1 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
13849.94 |
Day 39 |
Yes |
404.44 |
31-90 Days |
Z-1 |
13972.62 |
No |
T+0 |
No |
Yes |
Liberty Wealth Management LLC |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
15793.24 |
Day 39 |
No |
122.85 |
<7 Days |
A-2 |
16773.99 |
Yes |
T+1 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
414.09 |
Day 39 |
Yes |
11.78 |
31-90 Days |
A-3 |
443.07 |
Yes |
T+1 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
367.51 |
Day 39 |
No |
15.11 |
31-90 Days |
A-4 |
331.64 |
Yes |
T+0 |
No |
Yes |
Liberty National Bank |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
14837.32 |
Day 39 |
No |
509.20 |
7-30 Days |
A-5 |
13390.98 |
Yes |
T+0 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
11430.57 |
Day 39 |
No |
181.14 |
<7 Days |
CB-1 |
10352.71 |
No |
T+0 |
No |
Yes |
Liberty Mortgage Services Corp. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
9350.78 |
Day 39 |
No |
151.24 |
7-30 Days |
CB-2 |
9475.50 |
No |
T+0 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
5636.18 |
Day 39 |
Yes |
39.55 |
7-30 Days |
CB-3 |
5551.35 |
No |
T+2 |
Yes |
No |
|
Funding |