| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
1787.56 |
Day 39 |
No |
24.16 |
<7 Days |
E-10 |
1686.19 |
No |
T+1 |
Yes |
Yes |
Liberty Wealth Management LLC |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
10465.22 |
Day 39 |
No |
268.86 |
31-90 Days |
E-3 |
11347.50 |
Yes |
T+0 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
1127.90 |
Day 39 |
Yes |
29.57 |
<7 Days |
E-4 |
1088.93 |
No |
T+1 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
11941.25 |
Day 39 |
No |
139.06 |
31-90 Days |
E-5 |
12356.41 |
No |
T+2 |
No |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
1630.14 |
Day 39 |
No |
80.88 |
<7 Days |
E-6 |
1768.53 |
Yes |
T+1 |
No |
Yes |
Liberty Wealth Management LLC |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
10209.26 |
Day 39 |
No |
450.18 |
31-90 Days |
E-7 |
10224.35 |
No |
T+0 |
Yes |
Yes |
Liberty National Bank |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
10557.00 |
Day 39 |
No |
54.91 |
31-90 Days |
E-8 |
10529.92 |
Yes |
T+1 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
5917.09 |
Day 39 |
No |
0.73 |
<7 Days |
E-9 |
5462.68 |
No |
T+1 |
No |
Yes |
Liberty Capital Markets Inc. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
13344.79 |
Day 39 |
Yes |
230.70 |
<7 Days |
G-4 |
12946.06 |
Yes |
T+0 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
7954.75 |
Day 39 |
No |
349.61 |
7-30 Days |
IG-3 |
8498.09 |
Yes |
T+2 |
Yes |
Yes |
Liberty National Bank |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
15680.62 |
Day 39 |
No |
291.07 |
<7 Days |
IG-4 |
16576.16 |
No |
T+2 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
1887.49 |
Day 39 |
No |
2.74 |
31-90 Days |
IG-5 |
1864.56 |
Yes |
T+0 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
2626.12 |
Day 39 |
Yes |
49.59 |
<7 Days |
IG-6 |
2385.55 |
No |
T+1 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
5487.54 |
Day 39 |
Yes |
207.36 |
31-90 Days |
IG-7 |
5860.45 |
No |
T+0 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
7797.38 |
Day 39 |
No |
350.90 |
31-90 Days |
IG-8 |
7051.81 |
No |
T+0 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
5826.11 |
Day 39 |
No |
61.69 |
<7 Days |
L-1 |
5327.71 |
No |
T+2 |
Yes |
Yes |
Liberty National Bank |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
3808.44 |
Day 39 |
Yes |
14.77 |
<7 Days |
L-10 |
3480.98 |
Yes |
T+2 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
5603.66 |
Day 39 |
No |
38.95 |
7-30 Days |
L-11 |
5047.60 |
No |
T+0 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
1058.54 |
Day 39 |
No |
15.33 |
<7 Days |
L-2 |
1119.95 |
No |
T+1 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
16279.04 |
Day 39 |
No |
115.26 |
<7 Days |
L-3 |
14886.09 |
No |
T+2 |
No |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
13083.10 |
Day 39 |
No |
196.98 |
<7 Days |
L-4 |
13761.46 |
No |
T+2 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
7512.21 |
Day 39 |
Yes |
299.00 |
7-30 Days |
L-5 |
7915.89 |
Yes |
T+2 |
No |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
12960.70 |
Day 39 |
Yes |
325.33 |
<7 Days |
L-6 |
11694.04 |
Yes |
T+2 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
15994.86 |
Day 39 |
No |
520.15 |
7-30 Days |
L-7 |
15228.78 |
No |
T+1 |
Yes |
Yes |
Liberty National Bank |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
13825.34 |
Day 39 |
No |
447.37 |
7-30 Days |
L-8 |
15200.51 |
No |
T+1 |
No |
Yes |
Liberty Capital Markets Inc. |
Securities Finance |