| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
812.89 |
Day 38 |
Yes |
38.60 |
7-30 Days |
Y-2 |
865.85 |
Yes |
T+2 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
8305.38 |
Day 38 |
Yes |
167.36 |
7-30 Days |
Y-3 |
8992.08 |
Yes |
T+0 |
Yes |
Yes |
Liberty Wealth Management LLC |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
5171.08 |
Day 38 |
Yes |
68.82 |
31-90 Days |
Y-4 |
4751.75 |
Yes |
T+2 |
No |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
3966.13 |
Day 38 |
Yes |
107.85 |
<7 Days |
Z-1 |
4198.11 |
No |
T+2 |
No |
Yes |
Liberty National Bank |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
4609.39 |
Day 38 |
Yes |
164.73 |
31-90 Days |
A-2 |
4521.63 |
Yes |
T+2 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
14789.78 |
Day 38 |
No |
494.80 |
31-90 Days |
A-3 |
14454.68 |
No |
T+0 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
12454.30 |
Day 38 |
No |
538.90 |
7-30 Days |
A-4 |
13651.87 |
No |
T+2 |
No |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
15293.90 |
Day 38 |
No |
543.34 |
31-90 Days |
A-5 |
14164.68 |
No |
T+2 |
No |
Yes |
Liberty National Bank |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
6310.39 |
Day 38 |
No |
279.73 |
7-30 Days |
CB-1 |
6497.56 |
Yes |
T+0 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
13257.32 |
Day 38 |
No |
346.08 |
31-90 Days |
CB-2 |
13570.51 |
No |
T+2 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
503.87 |
Day 38 |
Yes |
22.58 |
7-30 Days |
CB-3 |
547.82 |
Yes |
T+2 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
6748.26 |
Day 38 |
No |
272.83 |
31-90 Days |
E-1 |
7241.38 |
No |
T+1 |
No |
Yes |
Liberty Wealth Management LLC |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
16782.66 |
Day 38 |
No |
7.87 |
31-90 Days |
E-2 |
17329.44 |
No |
T+0 |
No |
Yes |
Liberty Capital Markets Inc. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
15173.17 |
Day 38 |
Yes |
408.39 |
<7 Days |
G-1 |
15603.03 |
Yes |
T+0 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
9077.68 |
Day 38 |
No |
430.51 |
<7 Days |
G-2 |
9145.55 |
Yes |
T+0 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
10477.78 |
Day 38 |
No |
471.38 |
31-90 Days |
G-3 |
10203.49 |
No |
T+2 |
Yes |
Yes |
Liberty National Bank |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
10931.30 |
Day 38 |
No |
514.59 |
31-90 Days |
IG-1 |
10383.08 |
Yes |
T+0 |
Yes |
Yes |
Liberty National Bank |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
12408.64 |
Day 38 |
Yes |
563.60 |
31-90 Days |
IG-2 |
12053.30 |
No |
T+1 |
No |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
10479.62 |
Day 38 |
No |
441.66 |
7-30 Days |
S-1 |
11329.19 |
Yes |
T+0 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
13084.55 |
Day 38 |
No |
197.61 |
<7 Days |
S-2 |
12560.13 |
No |
T+2 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
7740.34 |
Day 38 |
Yes |
215.58 |
<7 Days |
S-3 |
6969.54 |
No |
T+0 |
Yes |
Yes |
Liberty National Bank |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
15229.00 |
Day 38 |
Yes |
385.32 |
7-30 Days |
S-4 |
14499.97 |
Yes |
T+2 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
15193.67 |
Day 38 |
No |
402.99 |
<7 Days |
S-5 |
15577.29 |
Yes |
T+2 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
13534.72 |
Day 38 |
No |
89.66 |
<7 Days |
S-6 |
14465.95 |
Yes |
T+0 |
No |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
4794.20 |
Day 38 |
Yes |
199.26 |
31-90 Days |
S-7 |
4569.64 |
Yes |
T+0 |
Yes |
No |
|
Securities Finance |