| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
9382.39 |
Day 37 |
Yes |
386.57 |
7-30 Days |
E-5 |
9905.01 |
Yes |
T+2 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
13349.49 |
Day 37 |
No |
184.61 |
7-30 Days |
E-6 |
13884.39 |
Yes |
T+0 |
No |
Yes |
Liberty Wealth Management LLC |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
9377.75 |
Day 37 |
Yes |
334.65 |
<7 Days |
E-7 |
10158.49 |
No |
T+1 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
15540.86 |
Day 37 |
Yes |
691.69 |
7-30 Days |
E-8 |
15645.69 |
No |
T+1 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
2557.90 |
Day 37 |
No |
41.41 |
7-30 Days |
E-9 |
2416.25 |
No |
T+2 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
14094.67 |
Day 37 |
Yes |
647.24 |
<7 Days |
G-4 |
13765.64 |
No |
T+1 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
13676.22 |
Day 37 |
No |
305.95 |
<7 Days |
IG-3 |
12418.44 |
No |
T+1 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
2396.08 |
Day 37 |
No |
118.52 |
<7 Days |
IG-4 |
2553.87 |
Yes |
T+0 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
12643.70 |
Day 37 |
No |
386.79 |
<7 Days |
IG-5 |
13486.87 |
Yes |
T+2 |
No |
Yes |
Liberty Mortgage Services Corp. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
12993.41 |
Day 37 |
Yes |
213.58 |
<7 Days |
IG-6 |
11722.31 |
Yes |
T+2 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
2392.17 |
Day 37 |
No |
13.24 |
7-30 Days |
IG-7 |
2284.65 |
No |
T+1 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
16442.67 |
Day 37 |
Yes |
579.63 |
7-30 Days |
IG-8 |
16538.58 |
Yes |
T+0 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
3528.52 |
Day 37 |
Yes |
37.01 |
31-90 Days |
L-1 |
3523.08 |
No |
T+2 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
7830.90 |
Day 37 |
Yes |
209.83 |
31-90 Days |
L-10 |
8174.45 |
No |
T+2 |
No |
Yes |
Liberty Wealth Management LLC |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
3530.51 |
Day 37 |
No |
161.11 |
7-30 Days |
L-11 |
3818.89 |
No |
T+2 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
13480.14 |
Day 37 |
No |
9.14 |
31-90 Days |
L-2 |
13720.62 |
Yes |
T+0 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
14206.89 |
Day 37 |
Yes |
605.11 |
31-90 Days |
L-3 |
15484.59 |
No |
T+0 |
Yes |
Yes |
Liberty Wealth Management LLC |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
4008.43 |
Day 37 |
No |
50.31 |
7-30 Days |
L-4 |
4249.92 |
No |
T+0 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
6847.79 |
Day 37 |
No |
298.60 |
<7 Days |
L-5 |
6936.18 |
No |
T+0 |
No |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
3567.98 |
Day 37 |
No |
41.09 |
31-90 Days |
L-6 |
3479.46 |
Yes |
T+1 |
Yes |
Yes |
Liberty Wealth Management LLC |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
13487.61 |
Day 37 |
No |
99.55 |
<7 Days |
L-7 |
12936.79 |
Yes |
T+0 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
1529.23 |
Day 37 |
No |
37.79 |
31-90 Days |
L-8 |
1408.68 |
Yes |
T+0 |
No |
Yes |
Liberty National Bank |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
6576.25 |
Day 37 |
Yes |
39.02 |
31-90 Days |
L-9 |
5966.20 |
Yes |
T+1 |
Yes |
Yes |
Liberty National Bank |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
12323.49 |
Day 37 |
No |
158.43 |
7-30 Days |
LC-1 |
12095.61 |
No |
T+0 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
11422.79 |
Day 37 |
Yes |
217.60 |
7-30 Days |
LC-2 |
12187.52 |
Yes |
T+2 |
No |
Yes |
Liberty Wealth Management LLC |
Funding |