| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
1096.12 |
Day 36 |
Yes |
46.48 |
<7 Days |
Z-1 |
1009.82 |
Yes |
T+1 |
Yes |
Yes |
Liberty Wealth Management LLC |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
13918.15 |
Day 36 |
No |
647.50 |
31-90 Days |
A-2 |
12661.10 |
No |
T+1 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
6595.03 |
Day 36 |
Yes |
220.57 |
31-90 Days |
A-3 |
7147.24 |
No |
T+2 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
11771.79 |
Day 36 |
Yes |
140.83 |
31-90 Days |
A-4 |
12617.84 |
Yes |
T+2 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
340.91 |
Day 36 |
Yes |
9.08 |
7-30 Days |
A-5 |
348.05 |
Yes |
T+1 |
No |
Yes |
Liberty National Bank |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
14313.07 |
Day 36 |
No |
642.98 |
<7 Days |
CB-1 |
12992.16 |
No |
T+2 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
9223.01 |
Day 36 |
Yes |
386.59 |
7-30 Days |
CB-2 |
9416.06 |
No |
T+2 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
229.59 |
Day 36 |
No |
9.59 |
<7 Days |
CB-3 |
237.88 |
Yes |
T+1 |
Yes |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
8205.92 |
Day 36 |
Yes |
55.79 |
31-90 Days |
E-1 |
8851.22 |
Yes |
T+1 |
No |
Yes |
Liberty Wealth Management LLC |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
1091.94 |
Day 36 |
No |
6.36 |
<7 Days |
E-2 |
1100.94 |
Yes |
T+1 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
6030.86 |
Day 36 |
Yes |
154.44 |
<7 Days |
G-1 |
6503.70 |
No |
T+0 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
13975.42 |
Day 36 |
Yes |
138.50 |
<7 Days |
G-2 |
13642.00 |
No |
T+0 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
12801.86 |
Day 36 |
No |
25.89 |
<7 Days |
G-3 |
13319.56 |
Yes |
T+0 |
No |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
16150.71 |
Day 36 |
No |
252.91 |
<7 Days |
IG-1 |
15174.28 |
No |
T+2 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
9915.07 |
Day 36 |
No |
48.51 |
<7 Days |
IG-2 |
9884.93 |
No |
T+0 |
No |
Yes |
Liberty Capital Markets Inc. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
14253.70 |
Day 36 |
No |
376.34 |
7-30 Days |
S-1 |
13497.68 |
Yes |
T+1 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
17054.57 |
Day 36 |
Yes |
186.64 |
<7 Days |
S-2 |
17987.76 |
Yes |
T+0 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
6490.14 |
Day 36 |
No |
245.09 |
31-90 Days |
S-3 |
5903.48 |
No |
T+2 |
No |
Yes |
Liberty Capital Markets Inc. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
6301.55 |
Day 36 |
No |
292.14 |
31-90 Days |
S-4 |
6035.84 |
No |
T+1 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
10086.85 |
Day 36 |
No |
459.56 |
7-30 Days |
S-5 |
9952.24 |
Yes |
T+2 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
14813.69 |
Day 36 |
Yes |
670.03 |
31-90 Days |
S-6 |
13851.63 |
Yes |
T+0 |
Yes |
Yes |
Liberty Wealth Management LLC |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
1195.78 |
Day 36 |
Yes |
34.22 |
<7 Days |
S-7 |
1267.30 |
No |
T+0 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
10296.91 |
Day 37 |
No |
289.92 |
<7 Days |
A-0-Q |
10961.74 |
No |
T+2 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
3379.77 |
Day 37 |
Yes |
161.60 |
31-90 Days |
A-1-Q |
3494.66 |
Yes |
T+1 |
No |
Yes |
Liberty National Bank |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
1982.53 |
Day 37 |
Yes |
76.23 |
<7 Days |
A-2-Q |
2153.66 |
Yes |
T+0 |
No |
Yes |
Liberty National Bank |
Treasury |