Complex Institution Liquidity Monitoring Report OMB Number 7100-0361

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O.S.9: Synthetic Customer Shorts

Report Date Reporting Entity PID Product Sub Product Counterparty G-SIB Maturity Amount Maturity Bucket Maturity Optionality Forward Start Amount Forward Start Bucket Collateral Class Collateral Value Treasury Control Settlement Rehypothecated Internal Internal Counterparty Business Line
2025-10-08 Liberty International Finance Ltd. O.S.9 Synthetic Customer Shorts Other Yes 16907.91 Day 37 No 266.41 31-90 Days N-1 18476.10 Yes T+1 No Yes Liberty Wealth Management LLC Treasury
2025-10-08 Liberty International Finance Ltd. O.S.9 Synthetic Customer Shorts Other No 8698.86 Day 37 No 169.18 7-30 Days N-2 9163.05 No T+0 Yes No Treasury
2025-10-08 Liberty International Finance Ltd. O.S.9 Synthetic Customer Shorts Other No 9156.09 Day 37 No 404.03 7-30 Days N-3 9013.47 No T+1 Yes No Treasury
2025-10-08 Liberty International Finance Ltd. O.S.9 Synthetic Customer Shorts Other Yes 12210.68 Day 37 Yes 443.51 7-30 Days N-4 13137.41 No T+0 No No Trading
2025-10-08 Liberty International Finance Ltd. O.S.9 Synthetic Customer Shorts Other Yes 14010.55 Day 37 No 14.28 <7 Days N-5 14876.64 Yes T+1 Yes No Trading
2025-10-08 Liberty International Finance Ltd. O.S.9 Synthetic Customer Shorts Other No 9682.31 Day 37 Yes 22.67 7-30 Days N-6 9878.20 No T+0 Yes Yes Liberty Capital Markets Inc. Trading
2025-10-08 Liberty International Finance Ltd. O.S.9 Synthetic Customer Shorts Other Yes 2909.93 Day 37 No 75.81 7-30 Days N-7 2827.71 No T+2 No No Funding
2025-10-08 Liberty International Finance Ltd. O.S.9 Synthetic Customer Shorts Other No 9597.30 Day 37 No 286.22 31-90 Days P-1 9926.38 No T+1 No No Securities Finance
2025-10-08 Liberty International Finance Ltd. O.S.9 Synthetic Customer Shorts Other Yes 780.13 Day 37 Yes 34.22 7-30 Days P-2 734.57 No T+0 No No Securities Finance
2025-10-08 Liberty International Finance Ltd. O.S.9 Synthetic Customer Shorts Other Yes 4968.05 Day 37 Yes 230.98 7-30 Days S-8 5409.71 Yes T+0 No Yes Liberty Wealth Management LLC Treasury
2025-10-08 Liberty International Finance Ltd. O.S.9 Synthetic Customer Shorts Other No 14330.87 Day 37 Yes 650.93 <7 Days Y-1 14044.10 Yes T+1 No Yes Liberty National Bank Treasury
2025-10-08 Liberty International Finance Ltd. O.S.9 Synthetic Customer Shorts Other No 8.23 Day 37 Yes 0.39 <7 Days Y-2 8.94 No T+2 Yes No Trading
2025-10-08 Liberty International Finance Ltd. O.S.9 Synthetic Customer Shorts Other No 13221.33 Day 37 No 310.22 31-90 Days Y-3 14307.09 Yes T+2 No Yes Liberty Wealth Management LLC Securities Finance
2025-10-08 Liberty International Finance Ltd. O.S.9 Synthetic Customer Shorts Other No 816.97 Day 37 Yes 4.54 31-90 Days Y-4 788.33 Yes T+0 Yes No Funding
2025-10-08 Liberty International Finance Ltd. O.S.9 Synthetic Customer Shorts Other Yes 9508.72 Day 37 No 166.48 <7 Days Z-1 9601.27 Yes T+1 Yes Yes Liberty Capital Markets Inc. Trading
2025-10-08 Liberty International Finance Ltd. O.S.9 Synthetic Customer Shorts Other Yes 15319.88 Day 37 No 249.81 <7 Days A-2 14761.92 Yes T+2 No No Treasury
2025-10-08 Liberty International Finance Ltd. O.S.9 Synthetic Customer Shorts Other Yes 10814.61 Day 37 Yes 388.82 31-90 Days A-3 10080.54 No T+2 No No Securities Finance
2025-10-08 Liberty International Finance Ltd. O.S.9 Synthetic Customer Shorts Other Yes 16803.55 Day 37 No 35.36 31-90 Days A-4 17510.61 No T+0 No No Treasury
2025-10-08 Liberty International Finance Ltd. O.S.9 Synthetic Customer Shorts Other No 9876.12 Day 37 No 202.90 7-30 Days A-5 9279.79 Yes T+1 Yes No Funding
2025-10-08 Liberty International Finance Ltd. O.S.9 Synthetic Customer Shorts Other No 2137.53 Day 37 Yes 85.37 <7 Days CB-1 2052.57 Yes T+1 Yes No Treasury
2025-10-08 Liberty International Finance Ltd. O.S.9 Synthetic Customer Shorts Other Yes 4705.20 Day 37 No 36.93 31-90 Days CB-2 4319.94 No T+2 Yes No Trading
2025-10-08 Liberty International Finance Ltd. O.S.9 Synthetic Customer Shorts Other Yes 10989.56 Day 37 No 82.88 31-90 Days CB-3 10702.99 No T+2 No No Funding
2025-10-08 Liberty International Finance Ltd. O.S.9 Synthetic Customer Shorts Other No 9454.61 Day 37 No 366.33 31-90 Days E-1 10000.32 No T+1 Yes Yes Liberty Wealth Management LLC Funding
2025-10-08 Liberty International Finance Ltd. O.S.9 Synthetic Customer Shorts Other No 29.99 Day 37 No 0.76 <7 Days E-2 32.15 No T+0 No No Trading
2025-10-08 Liberty International Finance Ltd. O.S.9 Synthetic Customer Shorts Other No 4222.39 Day 37 No 124.22 <7 Days G-1 4074.62 No T+1 No No Securities Finance