| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
3303.36 |
Day 37 |
No |
95.33 |
7-30 Days |
A-3-Q |
3447.13 |
Yes |
T+1 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
3290.77 |
Day 37 |
Yes |
76.72 |
7-30 Days |
A-4-Q |
3583.16 |
No |
T+0 |
No |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
8093.71 |
Day 37 |
No |
33.17 |
31-90 Days |
A-5-Q |
7708.81 |
Yes |
T+1 |
No |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
9577.73 |
Day 37 |
Yes |
234.33 |
31-90 Days |
CB-1-Q |
10029.84 |
No |
T+1 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
16901.75 |
Day 37 |
No |
737.41 |
7-30 Days |
CB-2-Q |
16238.48 |
Yes |
T+2 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
713.83 |
Day 37 |
No |
10.58 |
31-90 Days |
S-1-Q |
662.45 |
Yes |
T+1 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
6419.46 |
Day 37 |
Yes |
80.25 |
7-30 Days |
S-2-Q |
6064.21 |
No |
T+1 |
No |
Yes |
Liberty Capital Markets Inc. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
10562.34 |
Day 37 |
No |
10.26 |
<7 Days |
S-3-Q |
10654.19 |
Yes |
T+2 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
10050.73 |
Day 37 |
No |
383.23 |
<7 Days |
S-4-Q |
10447.79 |
No |
T+1 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
7228.27 |
Day 37 |
Yes |
134.04 |
31-90 Days |
CB-3-Q |
7370.66 |
Yes |
T+1 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
7968.29 |
Day 37 |
Yes |
10.47 |
<7 Days |
G-1-Q |
8693.24 |
No |
T+1 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
16343.10 |
Day 37 |
Yes |
800.23 |
<7 Days |
G-2-Q |
16701.53 |
No |
T+1 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
10444.90 |
Day 37 |
Yes |
181.92 |
7-30 Days |
G-3-Q |
10507.44 |
No |
T+0 |
No |
Yes |
Liberty Capital Markets Inc. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
2843.92 |
Day 37 |
No |
17.10 |
<7 Days |
S-5-Q |
2668.64 |
Yes |
T+0 |
Yes |
Yes |
Liberty National Bank |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
2820.97 |
Day 37 |
Yes |
16.57 |
<7 Days |
S-6-Q |
2590.21 |
Yes |
T+2 |
Yes |
Yes |
Liberty National Bank |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
8443.64 |
Day 37 |
No |
147.16 |
7-30 Days |
S-7-Q |
7828.49 |
Yes |
T+0 |
Yes |
Yes |
Liberty National Bank |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
6333.49 |
Day 37 |
Yes |
297.62 |
7-30 Days |
E-1-Q |
5767.80 |
Yes |
T+2 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
7098.27 |
Day 37 |
No |
269.54 |
31-90 Days |
E-2-Q |
7731.92 |
No |
T+1 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
6742.97 |
Day 37 |
Yes |
58.98 |
7-30 Days |
IG-1-Q |
7254.21 |
Yes |
T+1 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
6732.23 |
Day 37 |
Yes |
60.46 |
<7 Days |
IG-2-Q |
7016.51 |
No |
T+2 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
12651.84 |
Day 37 |
No |
524.63 |
<7 Days |
C-1 |
12412.13 |
Yes |
T+1 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
1264.70 |
Day 37 |
No |
5.01 |
31-90 Days |
CB-4 |
1254.24 |
No |
T+2 |
Yes |
Yes |
Liberty Wealth Management LLC |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
12361.04 |
Day 37 |
Yes |
504.57 |
<7 Days |
E-10 |
13206.33 |
No |
T+0 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
9329.74 |
Day 37 |
Yes |
284.43 |
31-90 Days |
E-3 |
9192.93 |
No |
T+1 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
6373.09 |
Day 37 |
Yes |
270.71 |
7-30 Days |
E-4 |
6056.65 |
No |
T+1 |
No |
Yes |
Liberty Capital Markets Inc. |
Treasury |