| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
1786.59 |
Day 28 |
No |
50.66 |
7-30 Days |
E-6 |
1788.24 |
No |
T+2 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
4736.71 |
Day 28 |
No |
187.03 |
31-90 Days |
E-7 |
4344.14 |
Yes |
T+1 |
No |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
1164.20 |
Day 28 |
No |
34.69 |
<7 Days |
E-8 |
1124.43 |
No |
T+0 |
No |
Yes |
Liberty Wealth Management LLC |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
16819.22 |
Day 28 |
Yes |
672.23 |
31-90 Days |
E-9 |
16434.48 |
Yes |
T+0 |
No |
Yes |
Liberty National Bank |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
4675.20 |
Day 28 |
No |
104.57 |
7-30 Days |
G-4 |
4341.74 |
Yes |
T+1 |
Yes |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
381.40 |
Day 28 |
Yes |
0.53 |
<7 Days |
IG-3 |
351.07 |
No |
T+0 |
No |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
13353.33 |
Day 28 |
Yes |
547.48 |
7-30 Days |
IG-4 |
13884.81 |
No |
T+0 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
15684.89 |
Day 28 |
No |
153.15 |
<7 Days |
IG-5 |
17072.60 |
Yes |
T+2 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
10632.44 |
Day 28 |
Yes |
378.59 |
31-90 Days |
IG-6 |
11104.37 |
No |
T+2 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
5296.92 |
Day 28 |
Yes |
168.07 |
<7 Days |
IG-7 |
5807.05 |
No |
T+0 |
Yes |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
8402.24 |
Day 28 |
No |
57.68 |
31-90 Days |
IG-8 |
7687.92 |
No |
T+0 |
No |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
8214.68 |
Day 28 |
No |
245.40 |
31-90 Days |
L-1 |
7895.73 |
Yes |
T+1 |
Yes |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
12452.69 |
Day 28 |
Yes |
434.59 |
31-90 Days |
L-10 |
12784.89 |
Yes |
T+0 |
No |
Yes |
Liberty National Bank |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
11448.59 |
Day 28 |
No |
202.44 |
<7 Days |
L-11 |
11690.42 |
No |
T+1 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
3171.89 |
Day 28 |
No |
120.36 |
<7 Days |
L-2 |
2976.96 |
Yes |
T+1 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
5477.30 |
Day 28 |
No |
240.98 |
7-30 Days |
L-3 |
5120.93 |
No |
T+0 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
16153.69 |
Day 28 |
Yes |
375.91 |
<7 Days |
L-4 |
16545.17 |
No |
T+0 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
4231.55 |
Day 28 |
No |
56.06 |
31-90 Days |
L-5 |
3860.53 |
Yes |
T+0 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
16610.41 |
Day 28 |
No |
29.29 |
31-90 Days |
L-6 |
15473.32 |
No |
T+0 |
Yes |
Yes |
Liberty National Bank |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
16289.76 |
Day 28 |
Yes |
209.08 |
7-30 Days |
L-7 |
17372.04 |
Yes |
T+2 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
2119.28 |
Day 28 |
No |
40.55 |
31-90 Days |
L-8 |
2024.16 |
Yes |
T+2 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
12042.62 |
Day 28 |
Yes |
200.53 |
<7 Days |
L-9 |
12481.18 |
No |
T+2 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
14524.71 |
Day 28 |
No |
640.52 |
31-90 Days |
LC-1 |
15653.24 |
No |
T+2 |
No |
Yes |
Liberty National Bank |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
546.41 |
Day 28 |
No |
3.82 |
<7 Days |
LC-2 |
594.29 |
Yes |
T+1 |
No |
Yes |
Liberty National Bank |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
10799.48 |
Day 28 |
Yes |
353.69 |
7-30 Days |
N-1 |
10379.63 |
Yes |
T+1 |
Yes |
No |
|
Treasury |