| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
12732.66 |
Day 28 |
Yes |
377.96 |
7-30 Days |
A-4-Q |
11904.87 |
Yes |
T+2 |
No |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
11397.44 |
Day 28 |
No |
403.81 |
31-90 Days |
A-5-Q |
11282.79 |
No |
T+2 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
6542.97 |
Day 28 |
Yes |
159.85 |
31-90 Days |
CB-1-Q |
7051.20 |
Yes |
T+2 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
10998.02 |
Day 28 |
Yes |
455.39 |
31-90 Days |
CB-2-Q |
10357.93 |
No |
T+1 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
4889.08 |
Day 28 |
Yes |
215.83 |
<7 Days |
S-1-Q |
5155.55 |
Yes |
T+1 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
7210.42 |
Day 28 |
Yes |
225.63 |
<7 Days |
S-2-Q |
6646.93 |
Yes |
T+0 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
268.84 |
Day 28 |
No |
9.01 |
7-30 Days |
S-3-Q |
289.77 |
No |
T+2 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
5537.17 |
Day 28 |
Yes |
68.96 |
<7 Days |
S-4-Q |
5172.28 |
Yes |
T+0 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
16810.26 |
Day 28 |
No |
246.81 |
31-90 Days |
CB-3-Q |
15628.88 |
No |
T+0 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
14814.87 |
Day 28 |
Yes |
615.63 |
<7 Days |
G-1-Q |
14610.14 |
No |
T+0 |
No |
Yes |
Liberty Capital Markets Inc. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
3828.66 |
Day 28 |
Yes |
84.71 |
7-30 Days |
G-2-Q |
3866.73 |
No |
T+1 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
10071.81 |
Day 28 |
Yes |
42.56 |
7-30 Days |
G-3-Q |
10894.88 |
No |
T+1 |
Yes |
Yes |
Liberty Wealth Management LLC |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
14491.63 |
Day 28 |
Yes |
398.37 |
31-90 Days |
S-5-Q |
15790.73 |
No |
T+1 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
15718.65 |
Day 28 |
No |
351.95 |
7-30 Days |
S-6-Q |
15051.01 |
Yes |
T+0 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
5246.53 |
Day 28 |
No |
101.10 |
7-30 Days |
S-7-Q |
5539.58 |
Yes |
T+2 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
12528.28 |
Day 28 |
Yes |
375.62 |
<7 Days |
E-1-Q |
13080.47 |
No |
T+1 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
11831.18 |
Day 28 |
Yes |
56.84 |
7-30 Days |
E-2-Q |
12646.86 |
Yes |
T+2 |
No |
Yes |
Liberty Mortgage Services Corp. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
3043.51 |
Day 28 |
Yes |
140.33 |
<7 Days |
IG-1-Q |
3071.09 |
No |
T+1 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
4705.35 |
Day 28 |
Yes |
227.32 |
31-90 Days |
IG-2-Q |
5166.55 |
No |
T+0 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
12232.50 |
Day 28 |
Yes |
99.63 |
<7 Days |
C-1 |
11676.92 |
Yes |
T+2 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
573.76 |
Day 28 |
No |
11.06 |
7-30 Days |
CB-4 |
620.63 |
Yes |
T+0 |
No |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
9016.98 |
Day 28 |
No |
70.52 |
31-90 Days |
E-10 |
8257.61 |
Yes |
T+1 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
2205.73 |
Day 28 |
No |
102.06 |
31-90 Days |
E-3 |
2411.03 |
No |
T+0 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
8003.14 |
Day 28 |
Yes |
68.91 |
<7 Days |
E-4 |
8632.29 |
No |
T+0 |
No |
Yes |
Liberty Capital Markets Inc. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
218.11 |
Day 28 |
Yes |
6.36 |
<7 Days |
E-5 |
199.73 |
Yes |
T+2 |
Yes |
No |
|
Trading |