| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
8719.28 |
Day 27 |
Yes |
193.13 |
31-90 Days |
A-2 |
8663.29 |
No |
T+2 |
No |
Yes |
Liberty Wealth Management LLC |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
7063.42 |
Day 27 |
No |
133.76 |
31-90 Days |
A-3 |
7497.32 |
No |
T+0 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
3264.90 |
Day 27 |
Yes |
103.94 |
7-30 Days |
A-4 |
3146.47 |
Yes |
T+2 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
4715.20 |
Day 27 |
No |
179.37 |
<7 Days |
A-5 |
4705.27 |
Yes |
T+2 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
14354.53 |
Day 27 |
Yes |
2.62 |
7-30 Days |
CB-1 |
13849.64 |
Yes |
T+2 |
No |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
9396.59 |
Day 27 |
No |
27.43 |
7-30 Days |
CB-2 |
9033.84 |
No |
T+2 |
No |
Yes |
Liberty Wealth Management LLC |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
9999.05 |
Day 27 |
Yes |
395.52 |
<7 Days |
CB-3 |
9143.59 |
Yes |
T+1 |
Yes |
Yes |
Liberty National Bank |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
9381.01 |
Day 27 |
Yes |
449.79 |
7-30 Days |
E-1 |
10129.50 |
Yes |
T+0 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
7383.01 |
Day 27 |
Yes |
13.11 |
31-90 Days |
E-2 |
8045.02 |
Yes |
T+0 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
3217.32 |
Day 27 |
No |
140.65 |
7-30 Days |
G-1 |
2954.70 |
Yes |
T+0 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
11602.67 |
Day 27 |
Yes |
292.98 |
7-30 Days |
G-2 |
11785.06 |
Yes |
T+1 |
No |
Yes |
Liberty National Bank |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
10405.51 |
Day 27 |
Yes |
354.54 |
7-30 Days |
G-3 |
10326.68 |
Yes |
T+2 |
Yes |
Yes |
Liberty Wealth Management LLC |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
17121.77 |
Day 27 |
Yes |
60.30 |
<7 Days |
IG-1 |
18174.73 |
Yes |
T+1 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
6106.78 |
Day 27 |
Yes |
269.59 |
<7 Days |
IG-2 |
6422.77 |
No |
T+1 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
16961.58 |
Day 27 |
No |
512.23 |
31-90 Days |
S-1 |
15896.81 |
No |
T+0 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
1044.07 |
Day 27 |
Yes |
26.64 |
7-30 Days |
S-2 |
974.41 |
No |
T+0 |
Yes |
Yes |
Liberty Wealth Management LLC |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
387.90 |
Day 27 |
No |
1.89 |
31-90 Days |
S-3 |
423.79 |
Yes |
T+2 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
15858.96 |
Day 27 |
No |
537.67 |
31-90 Days |
S-4 |
16737.82 |
Yes |
T+2 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
12993.18 |
Day 27 |
Yes |
381.12 |
<7 Days |
S-5 |
13000.26 |
No |
T+2 |
Yes |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
14841.17 |
Day 27 |
No |
679.52 |
7-30 Days |
S-6 |
14415.67 |
Yes |
T+2 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
6823.24 |
Day 27 |
No |
140.76 |
31-90 Days |
S-7 |
7054.35 |
Yes |
T+1 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
8410.58 |
Day 28 |
No |
302.40 |
31-90 Days |
A-0-Q |
9146.18 |
Yes |
T+1 |
No |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
17115.31 |
Day 28 |
No |
81.29 |
<7 Days |
A-1-Q |
16091.73 |
Yes |
T+1 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
11117.18 |
Day 28 |
Yes |
426.29 |
<7 Days |
A-2-Q |
11317.13 |
No |
T+2 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
3646.08 |
Day 28 |
Yes |
0.57 |
7-30 Days |
A-3-Q |
3522.42 |
Yes |
T+0 |
No |
No |
|
Securities Finance |