| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
10457.41 |
Day 28 |
No |
168.22 |
<7 Days |
N-2 |
9483.06 |
No |
T+2 |
No |
Yes |
Liberty Capital Markets Inc. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
16122.74 |
Day 28 |
Yes |
589.16 |
31-90 Days |
N-3 |
17599.43 |
No |
T+0 |
Yes |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
17072.81 |
Day 28 |
Yes |
95.54 |
<7 Days |
N-4 |
16524.52 |
Yes |
T+0 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
5037.13 |
Day 28 |
Yes |
19.35 |
31-90 Days |
N-5 |
5128.64 |
Yes |
T+2 |
No |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
6879.16 |
Day 28 |
Yes |
296.57 |
31-90 Days |
N-6 |
7070.51 |
Yes |
T+2 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
4627.46 |
Day 28 |
Yes |
51.97 |
<7 Days |
N-7 |
4825.97 |
No |
T+2 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
6673.39 |
Day 28 |
Yes |
287.51 |
<7 Days |
P-1 |
7286.24 |
No |
T+1 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
13701.55 |
Day 28 |
Yes |
587.53 |
7-30 Days |
P-2 |
14409.63 |
No |
T+2 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
14211.72 |
Day 28 |
Yes |
301.23 |
<7 Days |
S-8 |
14292.35 |
No |
T+1 |
No |
Yes |
Liberty Wealth Management LLC |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
9699.59 |
Day 28 |
No |
249.79 |
7-30 Days |
Y-1 |
9789.34 |
Yes |
T+1 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
7043.38 |
Day 28 |
Yes |
322.05 |
<7 Days |
Y-2 |
7652.39 |
No |
T+1 |
No |
Yes |
Liberty Wealth Management LLC |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
12043.77 |
Day 28 |
No |
118.46 |
31-90 Days |
Y-3 |
12027.99 |
No |
T+0 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
8583.39 |
Day 28 |
No |
114.31 |
31-90 Days |
Y-4 |
8477.02 |
No |
T+2 |
Yes |
Yes |
Liberty Wealth Management LLC |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
3589.63 |
Day 28 |
No |
92.70 |
7-30 Days |
Z-1 |
3546.05 |
Yes |
T+0 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
8956.64 |
Day 28 |
Yes |
160.54 |
7-30 Days |
A-2 |
9195.60 |
Yes |
T+1 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
10989.82 |
Day 28 |
No |
234.66 |
31-90 Days |
A-3 |
11582.04 |
Yes |
T+0 |
Yes |
Yes |
Liberty National Bank |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
11605.15 |
Day 28 |
Yes |
186.64 |
31-90 Days |
A-4 |
12508.22 |
No |
T+1 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
9070.74 |
Day 28 |
Yes |
199.48 |
31-90 Days |
A-5 |
9896.94 |
No |
T+1 |
No |
Yes |
Liberty National Bank |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
6728.00 |
Day 28 |
Yes |
310.70 |
<7 Days |
CB-1 |
6997.20 |
No |
T+2 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
15516.70 |
Day 28 |
Yes |
202.03 |
31-90 Days |
CB-2 |
15734.45 |
No |
T+0 |
Yes |
Yes |
Liberty National Bank |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
15131.19 |
Day 28 |
No |
142.78 |
7-30 Days |
CB-3 |
16343.13 |
Yes |
T+1 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
8168.61 |
Day 28 |
Yes |
253.96 |
<7 Days |
E-1 |
8055.25 |
Yes |
T+0 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
1753.20 |
Day 28 |
No |
19.57 |
7-30 Days |
E-2 |
1618.42 |
No |
T+2 |
No |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
8017.81 |
Day 28 |
No |
67.66 |
31-90 Days |
G-1 |
7295.34 |
Yes |
T+0 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
5706.11 |
Day 28 |
No |
133.69 |
<7 Days |
G-2 |
5695.05 |
Yes |
T+0 |
Yes |
Yes |
Liberty Wealth Management LLC |
Treasury |