| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
42335.40 |
83 - 90 Days |
Yes |
1362.26 |
91-180 Days |
G-3 |
44337.14 |
Partial |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
43230.85 |
83 - 90 Days |
No |
476.39 |
91-180 Days |
IG-1 |
42191.57 |
None |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
36400.34 |
83 - 90 Days |
No |
1765.36 |
<7 Days |
IG-2 |
29774.15 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
12338.48 |
83 - 90 Days |
No |
324.47 |
7-30 Days |
S-1 |
13986.36 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
20275.30 |
83 - 90 Days |
No |
1150.17 |
7-30 Days |
S-2 |
19178.26 |
None |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
38696.18 |
83 - 90 Days |
No |
3080.96 |
7-30 Days |
S-3 |
44861.00 |
Partial |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
17069.92 |
83 - 90 Days |
Yes |
1253.96 |
7-30 Days |
S-4 |
17199.60 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
13381.20 |
83 - 90 Days |
No |
903.89 |
31-90 Days |
S-5 |
12491.65 |
Full |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
13540.82 |
83 - 90 Days |
No |
933.60 |
7-30 Days |
S-6 |
16135.95 |
None |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
40770.47 |
83 - 90 Days |
No |
1874.03 |
7-30 Days |
S-7 |
47612.01 |
None |
Yes |
Liberty Mortgage Services Corp. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
20659.84 |
91 - 120 Days |
No |
1959.78 |
<7 Days |
A-0-Q |
21441.25 |
Full |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
12117.81 |
91 - 120 Days |
Yes |
994.51 |
7-30 Days |
A-1-Q |
12731.96 |
None |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
9001.66 |
91 - 120 Days |
No |
663.09 |
31-90 Days |
A-2-Q |
7734.06 |
None |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
38490.02 |
91 - 120 Days |
No |
1089.61 |
7-30 Days |
A-3-Q |
40468.56 |
Full |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
30336.41 |
91 - 120 Days |
No |
29.72 |
<7 Days |
A-4-Q |
34669.36 |
None |
Yes |
Liberty Mortgage Services Corp. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
3735.70 |
91 - 120 Days |
Yes |
275.12 |
91-180 Days |
A-5-Q |
3345.24 |
None |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
24223.67 |
91 - 120 Days |
Yes |
1217.39 |
31-90 Days |
CB-1-Q |
21927.29 |
Full |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
26317.55 |
91 - 120 Days |
Yes |
2050.62 |
<7 Days |
CB-2-Q |
27076.72 |
Full |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
18702.79 |
91 - 120 Days |
Yes |
621.88 |
<7 Days |
S-1-Q |
19163.32 |
Partial |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
17955.54 |
91 - 120 Days |
Yes |
1236.94 |
91-180 Days |
S-2-Q |
20249.27 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
42615.08 |
91 - 120 Days |
No |
120.14 |
<7 Days |
S-3-Q |
36126.82 |
Full |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
19430.09 |
91 - 120 Days |
Yes |
1733.28 |
91-180 Days |
S-4-Q |
22281.18 |
None |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
36071.13 |
91 - 120 Days |
No |
1074.24 |
7-30 Days |
CB-3-Q |
38542.21 |
Partial |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
11224.81 |
91 - 120 Days |
Yes |
51.46 |
<7 Days |
G-1-Q |
11704.30 |
None |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
30948.15 |
91 - 120 Days |
Yes |
2243.33 |
31-90 Days |
G-2-Q |
34017.12 |
Partial |
Yes |
Liberty International Finance Ltd. |
Investment Banking |