| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
4970.18 |
61 - 67 Days |
No |
487.02 |
7-30 Days |
A-5 |
4488.43 |
Full |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
29603.89 |
61 - 67 Days |
No |
957.86 |
7-30 Days |
CB-1 |
28152.86 |
None |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
12189.05 |
61 - 67 Days |
Yes |
323.79 |
7-30 Days |
CB-2 |
14528.39 |
Full |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
29906.96 |
61 - 67 Days |
No |
2594.83 |
31-90 Days |
CB-3 |
33540.82 |
Partial |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
23869.57 |
61 - 67 Days |
No |
2051.13 |
31-90 Days |
E-1 |
24325.22 |
None |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
19424.06 |
61 - 67 Days |
No |
628.11 |
7-30 Days |
E-2 |
22562.33 |
Full |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
27150.06 |
61 - 67 Days |
Yes |
2003.65 |
91-180 Days |
G-1 |
25445.35 |
Full |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
7360.41 |
61 - 67 Days |
No |
6.59 |
<7 Days |
G-2 |
5937.88 |
Full |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
20204.50 |
61 - 67 Days |
No |
680.43 |
7-30 Days |
G-3 |
20586.09 |
Partial |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
31541.60 |
61 - 67 Days |
Yes |
1543.79 |
7-30 Days |
IG-1 |
26025.96 |
Full |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
3618.97 |
61 - 67 Days |
Yes |
171.64 |
7-30 Days |
IG-2 |
3874.24 |
Full |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
3653.33 |
61 - 67 Days |
Yes |
288.52 |
7-30 Days |
S-1 |
4172.05 |
None |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
29853.96 |
61 - 67 Days |
Yes |
224.67 |
91-180 Days |
S-2 |
32908.87 |
None |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
39964.29 |
61 - 67 Days |
No |
3679.52 |
31-90 Days |
S-3 |
33131.86 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
22831.37 |
61 - 67 Days |
No |
2121.85 |
<7 Days |
S-4 |
21861.92 |
None |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
14237.39 |
61 - 67 Days |
No |
335.18 |
31-90 Days |
S-5 |
15153.31 |
Full |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
30879.45 |
61 - 67 Days |
No |
563.71 |
91-180 Days |
S-6 |
26018.98 |
Partial |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
5738.50 |
61 - 67 Days |
No |
234.17 |
91-180 Days |
S-7 |
4972.52 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
14969.51 |
68 - 74 Days |
Yes |
573.32 |
31-90 Days |
A-0-Q |
14353.78 |
Full |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
7467.34 |
68 - 74 Days |
Yes |
511.42 |
7-30 Days |
A-1-Q |
6007.98 |
Full |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
3633.98 |
68 - 74 Days |
Yes |
228.29 |
91-180 Days |
A-2-Q |
2913.50 |
None |
Yes |
Liberty Mortgage Services Corp. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
35267.88 |
68 - 74 Days |
No |
343.97 |
7-30 Days |
A-3-Q |
35822.52 |
Full |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
25647.25 |
68 - 74 Days |
No |
30.80 |
31-90 Days |
A-4-Q |
24536.00 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
8796.45 |
68 - 74 Days |
No |
72.54 |
<7 Days |
A-5-Q |
9214.60 |
Full |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
38738.74 |
68 - 74 Days |
Yes |
3594.52 |
91-180 Days |
CB-1-Q |
46038.95 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |