| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
9198.12 |
Day 43 |
Yes |
65.57 |
<7 Days |
E-1-Q |
9455.32 |
Yes |
T+2 |
No |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
5763.81 |
Day 43 |
Yes |
213.93 |
<7 Days |
E-2-Q |
5280.61 |
Yes |
T+1 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
8589.43 |
Day 43 |
No |
240.72 |
7-30 Days |
IG-1-Q |
7912.63 |
No |
T+0 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
13969.81 |
Day 43 |
No |
429.87 |
<7 Days |
IG-2-Q |
13978.00 |
No |
T+1 |
No |
Yes |
Liberty Capital Markets Inc. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
10442.99 |
Day 43 |
No |
222.24 |
7-30 Days |
C-1 |
9643.08 |
Yes |
T+2 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
2011.90 |
Day 43 |
Yes |
87.22 |
31-90 Days |
CB-4 |
2151.65 |
Yes |
T+2 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
16835.04 |
Day 43 |
No |
486.45 |
31-90 Days |
E-10 |
18426.59 |
Yes |
T+1 |
Yes |
Yes |
Liberty Wealth Management LLC |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
4809.66 |
Day 43 |
No |
44.81 |
31-90 Days |
E-3 |
4508.48 |
No |
T+1 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
17036.97 |
Day 43 |
No |
158.96 |
7-30 Days |
E-4 |
17603.18 |
Yes |
T+2 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
12600.25 |
Day 43 |
Yes |
93.03 |
31-90 Days |
E-5 |
12949.39 |
Yes |
T+1 |
No |
Yes |
Liberty National Bank |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
11665.75 |
Day 43 |
No |
164.51 |
<7 Days |
E-6 |
10741.22 |
No |
T+0 |
No |
Yes |
Liberty National Bank |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
1662.83 |
Day 43 |
Yes |
9.41 |
7-30 Days |
E-7 |
1711.74 |
No |
T+2 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
2101.01 |
Day 43 |
No |
32.09 |
<7 Days |
E-8 |
2258.83 |
No |
T+2 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
14675.60 |
Day 43 |
Yes |
479.86 |
7-30 Days |
E-9 |
14259.35 |
Yes |
T+2 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
16156.61 |
Day 43 |
No |
244.29 |
7-30 Days |
G-4 |
15855.17 |
No |
T+2 |
Yes |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
12900.29 |
Day 43 |
No |
218.80 |
<7 Days |
IG-3 |
12615.36 |
Yes |
T+2 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
5060.97 |
Day 43 |
Yes |
138.32 |
7-30 Days |
IG-4 |
4749.41 |
Yes |
T+0 |
No |
Yes |
Liberty Mortgage Services Corp. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
6098.90 |
Day 43 |
No |
247.54 |
<7 Days |
IG-5 |
6396.62 |
No |
T+1 |
No |
Yes |
Liberty National Bank |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
9840.28 |
Day 43 |
No |
64.83 |
31-90 Days |
IG-6 |
10535.98 |
Yes |
T+2 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
14125.94 |
Day 43 |
Yes |
16.48 |
31-90 Days |
IG-7 |
13952.52 |
Yes |
T+0 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
6716.40 |
Day 43 |
Yes |
263.29 |
31-90 Days |
IG-8 |
6205.67 |
No |
T+2 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
15938.56 |
Day 43 |
Yes |
255.68 |
<7 Days |
L-1 |
15477.86 |
No |
T+2 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
142.44 |
Day 43 |
No |
2.93 |
<7 Days |
L-10 |
147.19 |
No |
T+0 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
13746.52 |
Day 43 |
No |
480.33 |
7-30 Days |
L-11 |
13628.97 |
Yes |
T+0 |
No |
Yes |
Liberty Capital Markets Inc. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
10556.94 |
Day 43 |
Yes |
436.77 |
31-90 Days |
L-2 |
10345.28 |
No |
T+0 |
No |
No |
|
Securities Finance |