| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
4399.40 |
Day 42 |
Yes |
63.43 |
7-30 Days |
S-2 |
4258.17 |
No |
T+1 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
7575.46 |
Day 42 |
No |
126.06 |
7-30 Days |
S-3 |
7499.40 |
No |
T+1 |
No |
Yes |
Liberty National Bank |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
16618.83 |
Day 42 |
Yes |
153.73 |
7-30 Days |
S-4 |
16751.48 |
Yes |
T+2 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
12776.63 |
Day 42 |
No |
638.70 |
31-90 Days |
S-5 |
11597.23 |
No |
T+1 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
13178.23 |
Day 42 |
Yes |
485.61 |
31-90 Days |
S-6 |
12143.80 |
Yes |
T+1 |
Yes |
Yes |
Liberty National Bank |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
4199.66 |
Day 42 |
No |
85.95 |
31-90 Days |
S-7 |
4340.97 |
No |
T+2 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
16878.24 |
Day 43 |
No |
765.38 |
31-90 Days |
A-0-Q |
16922.04 |
No |
T+1 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
13368.19 |
Day 43 |
No |
606.28 |
<7 Days |
A-1-Q |
14471.91 |
Yes |
T+0 |
No |
Yes |
Liberty Wealth Management LLC |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
11084.64 |
Day 43 |
No |
45.63 |
31-90 Days |
A-2-Q |
10710.21 |
No |
T+2 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
443.74 |
Day 43 |
No |
3.79 |
<7 Days |
A-3-Q |
425.88 |
No |
T+2 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
2645.55 |
Day 43 |
No |
77.97 |
<7 Days |
A-4-Q |
2837.16 |
No |
T+0 |
No |
Yes |
Liberty National Bank |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
6066.17 |
Day 43 |
Yes |
218.49 |
7-30 Days |
A-5-Q |
5505.16 |
Yes |
T+0 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
11740.81 |
Day 43 |
No |
231.55 |
7-30 Days |
CB-1-Q |
11127.92 |
No |
T+1 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
14548.38 |
Day 43 |
Yes |
694.60 |
31-90 Days |
CB-2-Q |
15709.23 |
Yes |
T+1 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
5573.49 |
Day 43 |
Yes |
238.72 |
<7 Days |
S-1-Q |
5504.99 |
Yes |
T+1 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
5898.15 |
Day 43 |
No |
149.16 |
7-30 Days |
S-2-Q |
6276.04 |
No |
T+1 |
No |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
10897.41 |
Day 43 |
No |
16.36 |
7-30 Days |
S-3-Q |
9890.23 |
Yes |
T+1 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
4563.68 |
Day 43 |
No |
58.00 |
31-90 Days |
S-4-Q |
4492.75 |
Yes |
T+0 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
4925.02 |
Day 43 |
No |
244.14 |
31-90 Days |
CB-3-Q |
4680.58 |
No |
T+0 |
No |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
11417.13 |
Day 43 |
Yes |
513.34 |
31-90 Days |
G-1-Q |
12267.40 |
Yes |
T+0 |
No |
Yes |
Liberty Capital Markets Inc. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
6715.85 |
Day 43 |
No |
220.00 |
31-90 Days |
G-2-Q |
6829.01 |
No |
T+1 |
Yes |
Yes |
Liberty National Bank |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
4463.60 |
Day 43 |
Yes |
161.79 |
<7 Days |
G-3-Q |
4733.57 |
No |
T+0 |
No |
Yes |
Liberty National Bank |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
535.28 |
Day 43 |
Yes |
2.99 |
31-90 Days |
S-5-Q |
530.03 |
Yes |
T+1 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
8382.96 |
Day 43 |
No |
306.19 |
31-90 Days |
S-6-Q |
8282.98 |
No |
T+2 |
Yes |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
12432.24 |
Day 43 |
Yes |
493.49 |
<7 Days |
S-7-Q |
12537.74 |
No |
T+0 |
Yes |
Yes |
Liberty Wealth Management LLC |
Securities Finance |