| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
7917.07 |
Day 38 |
Yes |
206.99 |
<7 Days |
IG-8 |
7507.91 |
No |
T+1 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
6047.21 |
Day 38 |
No |
208.13 |
<7 Days |
L-1 |
5721.65 |
Yes |
T+1 |
Yes |
Yes |
Liberty Wealth Management LLC |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
10678.11 |
Day 38 |
Yes |
478.53 |
7-30 Days |
L-10 |
9662.86 |
No |
T+2 |
No |
Yes |
Liberty National Bank |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
14691.07 |
Day 38 |
Yes |
299.56 |
31-90 Days |
L-11 |
13671.84 |
Yes |
T+2 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
282.38 |
Day 38 |
No |
3.66 |
7-30 Days |
L-2 |
295.32 |
No |
T+0 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
15631.84 |
Day 38 |
No |
383.22 |
31-90 Days |
L-3 |
16008.11 |
Yes |
T+1 |
Yes |
Yes |
Liberty Wealth Management LLC |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
2166.64 |
Day 38 |
Yes |
53.98 |
31-90 Days |
L-4 |
2228.11 |
Yes |
T+0 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
2349.11 |
Day 38 |
Yes |
77.58 |
<7 Days |
L-5 |
2262.98 |
Yes |
T+1 |
No |
Yes |
Liberty National Bank |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
3726.08 |
Day 38 |
Yes |
1.14 |
<7 Days |
L-6 |
3419.02 |
No |
T+1 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
6377.90 |
Day 38 |
Yes |
17.61 |
7-30 Days |
L-7 |
6712.15 |
Yes |
T+2 |
Yes |
Yes |
Liberty National Bank |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
1363.21 |
Day 38 |
Yes |
20.83 |
7-30 Days |
L-8 |
1246.47 |
No |
T+2 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
16272.16 |
Day 38 |
No |
411.04 |
<7 Days |
L-9 |
17566.35 |
No |
T+0 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
13061.14 |
Day 38 |
Yes |
268.27 |
<7 Days |
LC-1 |
11781.55 |
Yes |
T+2 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
1025.66 |
Day 38 |
No |
24.47 |
7-30 Days |
LC-2 |
1017.35 |
Yes |
T+0 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
11251.96 |
Day 38 |
No |
444.35 |
<7 Days |
N-1 |
11541.54 |
No |
T+2 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
394.99 |
Day 38 |
No |
7.34 |
7-30 Days |
N-2 |
359.10 |
No |
T+0 |
Yes |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
13392.58 |
Day 38 |
Yes |
98.67 |
31-90 Days |
N-3 |
12398.80 |
No |
T+0 |
No |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
8315.69 |
Day 38 |
No |
7.80 |
<7 Days |
N-4 |
7747.68 |
No |
T+1 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
9616.16 |
Day 38 |
No |
155.88 |
<7 Days |
N-5 |
9545.95 |
Yes |
T+1 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
9512.66 |
Day 38 |
Yes |
157.81 |
31-90 Days |
N-6 |
10268.88 |
Yes |
T+1 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
12467.90 |
Day 38 |
No |
45.17 |
31-90 Days |
N-7 |
11411.67 |
No |
T+0 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
12222.27 |
Day 38 |
No |
504.56 |
7-30 Days |
P-1 |
11453.86 |
No |
T+0 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
14723.75 |
Day 38 |
Yes |
211.68 |
7-30 Days |
P-2 |
14189.42 |
Yes |
T+0 |
No |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
2910.52 |
Day 38 |
No |
76.89 |
7-30 Days |
S-8 |
2793.99 |
Yes |
T+1 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
16583.66 |
Day 38 |
No |
557.52 |
<7 Days |
Y-1 |
15105.18 |
No |
T+0 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Securities Finance |