| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
2005.19 |
Day 35 |
No |
22.35 |
7-30 Days |
E-8 |
2042.65 |
No |
T+2 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
13901.09 |
Day 35 |
Yes |
251.27 |
31-90 Days |
E-9 |
13207.72 |
No |
T+2 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
3159.18 |
Day 35 |
No |
8.15 |
7-30 Days |
G-4 |
2843.34 |
Yes |
T+1 |
Yes |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
7392.82 |
Day 35 |
Yes |
7.84 |
<7 Days |
IG-3 |
7874.46 |
No |
T+1 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
11713.67 |
Day 35 |
No |
501.57 |
31-90 Days |
IG-4 |
12210.06 |
Yes |
T+0 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
13660.79 |
Day 35 |
No |
217.45 |
31-90 Days |
IG-5 |
12944.38 |
No |
T+0 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
9607.04 |
Day 35 |
No |
330.88 |
7-30 Days |
IG-6 |
9059.21 |
No |
T+2 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
1350.55 |
Day 35 |
No |
19.34 |
<7 Days |
IG-7 |
1451.83 |
No |
T+2 |
No |
Yes |
Liberty Capital Markets Inc. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
4033.19 |
Day 35 |
No |
7.96 |
31-90 Days |
IG-8 |
3932.49 |
Yes |
T+2 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
8432.83 |
Day 35 |
No |
405.24 |
7-30 Days |
L-1 |
7852.63 |
Yes |
T+2 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
318.42 |
Day 35 |
No |
11.21 |
7-30 Days |
L-10 |
289.88 |
No |
T+0 |
No |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
1214.02 |
Day 35 |
No |
41.23 |
31-90 Days |
L-11 |
1285.42 |
Yes |
T+1 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
13160.38 |
Day 35 |
No |
570.48 |
31-90 Days |
L-2 |
12682.14 |
No |
T+1 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
5068.04 |
Day 35 |
No |
180.00 |
7-30 Days |
L-3 |
4603.31 |
Yes |
T+2 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
5822.61 |
Day 35 |
No |
64.35 |
7-30 Days |
L-4 |
6015.44 |
Yes |
T+0 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
2981.64 |
Day 35 |
Yes |
77.66 |
31-90 Days |
L-5 |
3164.51 |
Yes |
T+1 |
No |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
7157.62 |
Day 35 |
No |
332.17 |
7-30 Days |
L-6 |
7582.43 |
Yes |
T+2 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
12697.98 |
Day 35 |
No |
276.77 |
31-90 Days |
L-7 |
13079.93 |
No |
T+2 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
2138.97 |
Day 35 |
Yes |
2.55 |
<7 Days |
L-8 |
2312.19 |
Yes |
T+1 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
15828.25 |
Day 35 |
Yes |
602.28 |
7-30 Days |
L-9 |
15690.67 |
Yes |
T+1 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
16362.85 |
Day 35 |
Yes |
784.12 |
31-90 Days |
LC-1 |
15722.58 |
Yes |
T+0 |
No |
Yes |
Liberty Mortgage Services Corp. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
3496.30 |
Day 35 |
Yes |
144.44 |
<7 Days |
LC-2 |
3342.21 |
No |
T+0 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
12091.03 |
Day 35 |
No |
581.78 |
<7 Days |
N-1 |
11850.19 |
No |
T+1 |
No |
Yes |
Liberty National Bank |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
7032.63 |
Day 35 |
Yes |
259.90 |
7-30 Days |
N-2 |
6402.54 |
No |
T+0 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
218.31 |
Day 35 |
Yes |
4.51 |
7-30 Days |
N-3 |
208.38 |
Yes |
T+2 |
Yes |
No |
|
Securities Finance |