| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
753.80 |
Day 34 |
No |
2.04 |
7-30 Days |
A-4 |
706.29 |
Yes |
T+0 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
6213.09 |
Day 34 |
Yes |
144.43 |
31-90 Days |
A-5 |
6774.75 |
Yes |
T+1 |
No |
Yes |
Liberty Mortgage Services Corp. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
6366.98 |
Day 34 |
Yes |
130.79 |
<7 Days |
CB-1 |
6131.13 |
Yes |
T+0 |
Yes |
Yes |
Liberty National Bank |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
14273.60 |
Day 34 |
No |
136.66 |
7-30 Days |
CB-2 |
14468.43 |
No |
T+1 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
15364.47 |
Day 34 |
Yes |
386.56 |
<7 Days |
CB-3 |
15430.04 |
Yes |
T+0 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
340.02 |
Day 34 |
Yes |
1.07 |
<7 Days |
E-1 |
344.54 |
No |
T+0 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
16706.86 |
Day 34 |
No |
655.03 |
7-30 Days |
E-2 |
17864.48 |
Yes |
T+2 |
No |
Yes |
Liberty Capital Markets Inc. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
17024.10 |
Day 34 |
Yes |
841.70 |
<7 Days |
G-1 |
16425.44 |
Yes |
T+2 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
8950.03 |
Day 34 |
No |
363.55 |
7-30 Days |
G-2 |
9810.42 |
Yes |
T+1 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
1495.29 |
Day 34 |
Yes |
62.87 |
<7 Days |
G-3 |
1385.05 |
Yes |
T+0 |
Yes |
Yes |
Liberty National Bank |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
15777.64 |
Day 34 |
Yes |
553.21 |
31-90 Days |
IG-1 |
14355.62 |
No |
T+2 |
No |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
9031.67 |
Day 34 |
No |
182.68 |
7-30 Days |
IG-2 |
9573.23 |
No |
T+2 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
13871.85 |
Day 34 |
No |
323.57 |
<7 Days |
S-1 |
13333.98 |
No |
T+2 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
5976.19 |
Day 34 |
Yes |
45.22 |
<7 Days |
S-2 |
5551.63 |
Yes |
T+2 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
1762.43 |
Day 34 |
No |
51.68 |
31-90 Days |
S-3 |
1926.40 |
Yes |
T+1 |
No |
Yes |
Liberty National Bank |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
13187.17 |
Day 34 |
No |
640.33 |
7-30 Days |
S-4 |
12842.64 |
Yes |
T+2 |
No |
Yes |
Liberty National Bank |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
15197.70 |
Day 34 |
No |
555.39 |
31-90 Days |
S-5 |
14631.89 |
Yes |
T+1 |
Yes |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
13813.70 |
Day 34 |
Yes |
28.60 |
7-30 Days |
S-6 |
14096.28 |
Yes |
T+0 |
No |
Yes |
Liberty Wealth Management LLC |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
14352.84 |
Day 34 |
Yes |
343.26 |
7-30 Days |
S-7 |
13343.95 |
No |
T+0 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
1242.41 |
Day 35 |
Yes |
8.43 |
<7 Days |
A-0-Q |
1183.92 |
Yes |
T+0 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
313.49 |
Day 35 |
Yes |
15.29 |
7-30 Days |
A-1-Q |
283.23 |
Yes |
T+1 |
No |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
15578.43 |
Day 35 |
Yes |
132.34 |
31-90 Days |
A-2-Q |
16100.72 |
Yes |
T+0 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
386.83 |
Day 35 |
Yes |
14.36 |
<7 Days |
A-3-Q |
424.14 |
No |
T+2 |
Yes |
Yes |
Liberty Wealth Management LLC |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
6591.44 |
Day 35 |
Yes |
302.87 |
31-90 Days |
A-4-Q |
5934.78 |
No |
T+1 |
No |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
13383.16 |
Day 35 |
Yes |
526.26 |
7-30 Days |
A-5-Q |
14034.46 |
Yes |
T+1 |
Yes |
No |
|
Securities Finance |