| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
10773.59 |
Day 35 |
No |
389.95 |
7-30 Days |
N-4 |
10191.97 |
Yes |
T+2 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
4339.32 |
Day 35 |
Yes |
204.71 |
31-90 Days |
N-5 |
4602.95 |
No |
T+1 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
5202.53 |
Day 35 |
No |
166.65 |
31-90 Days |
N-6 |
4837.25 |
Yes |
T+2 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
9000.07 |
Day 35 |
Yes |
10.62 |
<7 Days |
N-7 |
8822.88 |
No |
T+2 |
Yes |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
2038.09 |
Day 35 |
No |
100.32 |
<7 Days |
P-1 |
2006.79 |
No |
T+1 |
No |
Yes |
Liberty Mortgage Services Corp. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
7148.98 |
Day 35 |
No |
46.34 |
31-90 Days |
P-2 |
7084.06 |
Yes |
T+1 |
No |
Yes |
Liberty Wealth Management LLC |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
5490.87 |
Day 35 |
Yes |
8.06 |
31-90 Days |
S-8 |
5563.90 |
Yes |
T+1 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
169.14 |
Day 35 |
No |
7.78 |
31-90 Days |
Y-1 |
182.75 |
Yes |
T+1 |
Yes |
Yes |
Liberty Wealth Management LLC |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
9908.36 |
Day 35 |
Yes |
360.38 |
31-90 Days |
Y-2 |
9303.08 |
No |
T+1 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
11527.20 |
Day 35 |
Yes |
268.00 |
<7 Days |
Y-3 |
11523.71 |
Yes |
T+0 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
14461.32 |
Day 35 |
Yes |
414.86 |
<7 Days |
Y-4 |
15270.55 |
Yes |
T+2 |
No |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
8482.31 |
Day 35 |
No |
324.09 |
<7 Days |
Z-1 |
8589.17 |
No |
T+1 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
15448.28 |
Day 35 |
Yes |
554.80 |
31-90 Days |
A-2 |
14071.95 |
Yes |
T+0 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
15062.36 |
Day 35 |
Yes |
56.23 |
7-30 Days |
A-3 |
13662.96 |
No |
T+2 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
15888.54 |
Day 35 |
Yes |
472.91 |
<7 Days |
A-4 |
16544.02 |
Yes |
T+1 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
4251.37 |
Day 35 |
Yes |
43.19 |
31-90 Days |
A-5 |
4315.14 |
Yes |
T+1 |
No |
Yes |
Liberty Wealth Management LLC |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
11369.02 |
Day 35 |
Yes |
241.57 |
31-90 Days |
CB-1 |
10940.30 |
Yes |
T+1 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
16801.12 |
Day 35 |
No |
581.58 |
<7 Days |
CB-2 |
15344.08 |
Yes |
T+0 |
No |
Yes |
Liberty Mortgage Services Corp. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
7515.57 |
Day 35 |
Yes |
257.04 |
31-90 Days |
CB-3 |
7402.97 |
No |
T+2 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
3608.48 |
Day 35 |
No |
91.64 |
7-30 Days |
E-1 |
3723.33 |
No |
T+2 |
Yes |
Yes |
Liberty National Bank |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
306.43 |
Day 35 |
Yes |
3.38 |
<7 Days |
E-2 |
321.88 |
Yes |
T+2 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
9860.12 |
Day 35 |
Yes |
18.96 |
<7 Days |
G-1 |
10240.74 |
No |
T+0 |
Yes |
Yes |
Liberty National Bank |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
11097.19 |
Day 35 |
Yes |
124.25 |
<7 Days |
G-2 |
11942.64 |
Yes |
T+0 |
Yes |
Yes |
Liberty National Bank |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
523.03 |
Day 35 |
No |
0.62 |
31-90 Days |
G-3 |
572.66 |
No |
T+1 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
5730.69 |
Day 35 |
No |
223.68 |
7-30 Days |
IG-1 |
5905.88 |
No |
T+2 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Trading |