| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
2184.21 |
Day 34 |
No |
85.39 |
31-90 Days |
L-4 |
2155.73 |
Yes |
T+0 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
9682.06 |
Day 34 |
No |
211.59 |
31-90 Days |
L-5 |
9769.54 |
Yes |
T+1 |
No |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
2624.80 |
Day 34 |
No |
0.52 |
7-30 Days |
L-6 |
2518.08 |
Yes |
T+0 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
5564.89 |
Day 34 |
No |
243.40 |
7-30 Days |
L-7 |
5642.74 |
No |
T+0 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
10187.30 |
Day 34 |
No |
64.85 |
31-90 Days |
L-8 |
10325.06 |
Yes |
T+2 |
No |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
3887.88 |
Day 34 |
No |
37.13 |
<7 Days |
L-9 |
4167.98 |
Yes |
T+2 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
13801.17 |
Day 34 |
No |
394.66 |
<7 Days |
LC-1 |
13424.82 |
No |
T+0 |
No |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
15989.72 |
Day 34 |
No |
499.94 |
7-30 Days |
LC-2 |
16030.82 |
No |
T+2 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
2718.84 |
Day 34 |
No |
37.03 |
7-30 Days |
N-1 |
2574.93 |
No |
T+0 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
5130.54 |
Day 34 |
Yes |
23.45 |
<7 Days |
N-2 |
5394.24 |
No |
T+0 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
1901.63 |
Day 34 |
Yes |
10.05 |
7-30 Days |
N-3 |
2061.02 |
Yes |
T+2 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
10969.93 |
Day 34 |
No |
215.44 |
7-30 Days |
N-4 |
10842.00 |
Yes |
T+2 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
5230.42 |
Day 34 |
Yes |
175.03 |
7-30 Days |
N-5 |
5138.75 |
Yes |
T+2 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
14438.97 |
Day 34 |
No |
266.99 |
7-30 Days |
N-6 |
13603.42 |
No |
T+2 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
3689.08 |
Day 34 |
Yes |
77.43 |
7-30 Days |
N-7 |
3924.17 |
Yes |
T+1 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
3739.14 |
Day 34 |
No |
10.49 |
31-90 Days |
P-1 |
3674.17 |
No |
T+0 |
No |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
9239.61 |
Day 34 |
Yes |
173.87 |
<7 Days |
P-2 |
9150.20 |
Yes |
T+2 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
7183.53 |
Day 34 |
Yes |
99.61 |
31-90 Days |
S-8 |
7376.95 |
No |
T+1 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
10067.47 |
Day 34 |
No |
457.33 |
<7 Days |
Y-1 |
10672.80 |
No |
T+0 |
No |
Yes |
Liberty Mortgage Services Corp. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
1321.82 |
Day 34 |
Yes |
65.06 |
7-30 Days |
Y-2 |
1260.54 |
Yes |
T+0 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
244.66 |
Day 34 |
Yes |
3.24 |
31-90 Days |
Y-3 |
224.39 |
Yes |
T+1 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
6092.19 |
Day 34 |
Yes |
172.47 |
<7 Days |
Y-4 |
6602.35 |
Yes |
T+2 |
Yes |
Yes |
Liberty National Bank |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
11441.57 |
Day 34 |
Yes |
424.15 |
7-30 Days |
Z-1 |
11832.98 |
Yes |
T+1 |
No |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
12862.65 |
Day 34 |
No |
185.50 |
7-30 Days |
A-2 |
12722.52 |
No |
T+0 |
Yes |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
3970.81 |
Day 34 |
Yes |
13.66 |
7-30 Days |
A-3 |
4222.23 |
No |
T+1 |
No |
Yes |
Liberty Capital Markets Inc. |
Trading |