| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
13496.51 |
Day 31 |
No |
134.88 |
<7 Days |
S-8 |
13385.00 |
No |
T+0 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
4280.76 |
Day 31 |
Yes |
76.30 |
31-90 Days |
Y-1 |
4227.20 |
Yes |
T+1 |
Yes |
Yes |
Liberty Wealth Management LLC |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
4959.22 |
Day 31 |
Yes |
76.98 |
<7 Days |
Y-2 |
4653.67 |
No |
T+0 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
10283.06 |
Day 31 |
Yes |
212.54 |
<7 Days |
Y-3 |
10132.19 |
No |
T+2 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
823.52 |
Day 31 |
No |
33.09 |
7-30 Days |
Y-4 |
892.22 |
Yes |
T+1 |
No |
Yes |
Liberty Wealth Management LLC |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
1584.41 |
Day 31 |
No |
38.97 |
<7 Days |
Z-1 |
1657.82 |
No |
T+1 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
2127.89 |
Day 31 |
Yes |
18.65 |
<7 Days |
A-2 |
2199.01 |
No |
T+2 |
No |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
15045.13 |
Day 31 |
No |
177.70 |
7-30 Days |
A-3 |
13617.81 |
Yes |
T+0 |
No |
Yes |
Liberty National Bank |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
2502.03 |
Day 31 |
No |
2.38 |
7-30 Days |
A-4 |
2747.87 |
No |
T+0 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
3979.16 |
Day 31 |
Yes |
154.81 |
7-30 Days |
A-5 |
4107.09 |
No |
T+2 |
No |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
853.62 |
Day 31 |
Yes |
33.01 |
31-90 Days |
CB-1 |
847.67 |
Yes |
T+2 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
8930.04 |
Day 31 |
No |
227.43 |
7-30 Days |
CB-2 |
8805.06 |
Yes |
T+0 |
No |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
5296.38 |
Day 31 |
Yes |
132.41 |
31-90 Days |
CB-3 |
5153.78 |
Yes |
T+0 |
No |
Yes |
Liberty Mortgage Services Corp. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
8290.12 |
Day 31 |
No |
364.07 |
31-90 Days |
E-1 |
8772.56 |
Yes |
T+1 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
6930.52 |
Day 31 |
No |
13.03 |
7-30 Days |
E-2 |
6897.53 |
Yes |
T+1 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
12254.96 |
Day 31 |
No |
333.07 |
31-90 Days |
G-1 |
11597.32 |
Yes |
T+2 |
Yes |
Yes |
Liberty Wealth Management LLC |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
17110.20 |
Day 31 |
Yes |
776.79 |
<7 Days |
G-2 |
16581.11 |
Yes |
T+0 |
No |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
9209.57 |
Day 31 |
No |
281.23 |
<7 Days |
G-3 |
8662.89 |
Yes |
T+0 |
No |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
426.15 |
Day 31 |
Yes |
20.51 |
<7 Days |
IG-1 |
390.38 |
No |
T+0 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
1073.26 |
Day 31 |
No |
47.41 |
7-30 Days |
IG-2 |
1131.78 |
Yes |
T+0 |
Yes |
Yes |
Liberty National Bank |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
12409.15 |
Day 31 |
No |
223.85 |
7-30 Days |
S-1 |
11538.28 |
Yes |
T+2 |
Yes |
Yes |
Liberty Wealth Management LLC |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
13374.51 |
Day 31 |
No |
346.71 |
31-90 Days |
S-2 |
13319.55 |
Yes |
T+2 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
687.88 |
Day 31 |
No |
22.51 |
31-90 Days |
S-3 |
737.99 |
Yes |
T+1 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
5516.18 |
Day 31 |
Yes |
3.36 |
7-30 Days |
S-4 |
6000.83 |
Yes |
T+0 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
16961.63 |
Day 31 |
No |
104.64 |
31-90 Days |
S-5 |
18553.07 |
No |
T+1 |
No |
Yes |
Liberty Wealth Management LLC |
Funding |