| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
10301.66 |
Day 31 |
Yes |
27.30 |
<7 Days |
CB-3-Q |
9987.03 |
Yes |
T+2 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
6579.29 |
Day 31 |
No |
228.96 |
31-90 Days |
G-1-Q |
6289.05 |
Yes |
T+2 |
No |
Yes |
Liberty National Bank |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
1764.78 |
Day 31 |
No |
55.27 |
31-90 Days |
G-2-Q |
1604.34 |
No |
T+0 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
11142.84 |
Day 31 |
Yes |
391.66 |
<7 Days |
G-3-Q |
10411.43 |
Yes |
T+0 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
4615.70 |
Day 31 |
Yes |
66.89 |
<7 Days |
S-5-Q |
4210.12 |
Yes |
T+1 |
Yes |
Yes |
Liberty Wealth Management LLC |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
1654.68 |
Day 31 |
Yes |
2.57 |
<7 Days |
S-6-Q |
1778.64 |
No |
T+1 |
Yes |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
743.88 |
Day 31 |
Yes |
14.86 |
<7 Days |
S-7-Q |
802.32 |
Yes |
T+2 |
Yes |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
17047.65 |
Day 31 |
Yes |
409.24 |
<7 Days |
E-1-Q |
17174.19 |
No |
T+1 |
No |
Yes |
Liberty Mortgage Services Corp. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
11722.71 |
Day 31 |
Yes |
410.75 |
7-30 Days |
E-2-Q |
11200.34 |
Yes |
T+0 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
7817.64 |
Day 31 |
No |
378.13 |
31-90 Days |
IG-1-Q |
7291.31 |
No |
T+2 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
2806.37 |
Day 31 |
No |
112.03 |
<7 Days |
IG-2-Q |
2739.70 |
Yes |
T+2 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
5407.69 |
Day 31 |
Yes |
109.66 |
<7 Days |
C-1 |
5369.65 |
No |
T+0 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
10430.81 |
Day 31 |
Yes |
310.13 |
31-90 Days |
CB-4 |
10858.05 |
No |
T+2 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
3079.43 |
Day 31 |
Yes |
64.03 |
7-30 Days |
E-10 |
2937.22 |
No |
T+0 |
Yes |
Yes |
Liberty National Bank |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
5634.51 |
Day 31 |
No |
146.79 |
<7 Days |
E-3 |
5710.37 |
No |
T+1 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
15115.82 |
Day 31 |
No |
279.40 |
7-30 Days |
E-4 |
13651.97 |
Yes |
T+0 |
No |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
5893.71 |
Day 31 |
Yes |
83.03 |
31-90 Days |
E-5 |
5319.65 |
Yes |
T+0 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
1907.53 |
Day 31 |
No |
37.04 |
<7 Days |
E-6 |
2012.94 |
No |
T+0 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
5457.09 |
Day 31 |
Yes |
36.70 |
31-90 Days |
E-7 |
5897.75 |
No |
T+2 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
15870.26 |
Day 31 |
No |
243.70 |
31-90 Days |
E-8 |
14317.75 |
No |
T+2 |
No |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
14254.93 |
Day 31 |
Yes |
109.57 |
<7 Days |
E-9 |
14647.42 |
No |
T+2 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
9774.61 |
Day 31 |
Yes |
72.93 |
<7 Days |
G-4 |
10328.45 |
Yes |
T+1 |
Yes |
Yes |
Liberty Wealth Management LLC |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
1206.66 |
Day 31 |
No |
35.54 |
31-90 Days |
IG-3 |
1105.21 |
No |
T+1 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
9850.17 |
Day 31 |
No |
210.87 |
7-30 Days |
IG-4 |
9071.73 |
No |
T+1 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
10568.24 |
Day 31 |
No |
76.62 |
31-90 Days |
IG-5 |
10850.29 |
Yes |
T+1 |
No |
Yes |
Liberty Mortgage Services Corp. |
Securities Finance |