| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
6056.61 |
Day 31 |
No |
8.28 |
<7 Days |
S-6 |
5859.47 |
Yes |
T+2 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
15019.66 |
Day 31 |
Yes |
104.26 |
7-30 Days |
S-7 |
16316.48 |
Yes |
T+0 |
No |
Yes |
Liberty Capital Markets Inc. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
1854.51 |
Day 32 |
Yes |
41.74 |
<7 Days |
A-0-Q |
1954.84 |
No |
T+2 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
13096.64 |
Day 32 |
No |
497.95 |
31-90 Days |
A-1-Q |
13892.67 |
No |
T+2 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
7611.28 |
Day 32 |
Yes |
168.39 |
<7 Days |
A-2-Q |
8119.92 |
No |
T+1 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
7944.39 |
Day 32 |
No |
227.24 |
7-30 Days |
A-3-Q |
8114.79 |
No |
T+2 |
No |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
15471.11 |
Day 32 |
Yes |
463.32 |
7-30 Days |
A-4-Q |
16633.39 |
No |
T+2 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
7700.73 |
Day 32 |
No |
227.74 |
<7 Days |
A-5-Q |
8183.94 |
No |
T+2 |
No |
Yes |
Liberty Wealth Management LLC |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
7102.20 |
Day 32 |
Yes |
342.20 |
7-30 Days |
CB-1-Q |
7305.41 |
Yes |
T+2 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
832.27 |
Day 32 |
Yes |
2.81 |
31-90 Days |
CB-2-Q |
887.28 |
No |
T+2 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
13016.59 |
Day 32 |
Yes |
102.83 |
<7 Days |
S-1-Q |
14311.32 |
Yes |
T+2 |
Yes |
Yes |
Liberty National Bank |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
4387.27 |
Day 32 |
Yes |
103.75 |
<7 Days |
S-2-Q |
4691.45 |
No |
T+1 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
14943.73 |
Day 32 |
No |
56.97 |
31-90 Days |
S-3-Q |
14756.90 |
Yes |
T+1 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
16356.79 |
Day 32 |
No |
662.14 |
31-90 Days |
S-4-Q |
15871.70 |
Yes |
T+1 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
13969.84 |
Day 32 |
No |
604.53 |
31-90 Days |
CB-3-Q |
14931.32 |
Yes |
T+1 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
13594.12 |
Day 32 |
Yes |
154.25 |
7-30 Days |
G-1-Q |
13337.77 |
No |
T+1 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
1164.28 |
Day 32 |
No |
54.79 |
7-30 Days |
G-2-Q |
1122.11 |
Yes |
T+1 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
12317.04 |
Day 32 |
Yes |
552.25 |
<7 Days |
G-3-Q |
13243.78 |
No |
T+1 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
3899.57 |
Day 32 |
Yes |
183.45 |
<7 Days |
S-5-Q |
4147.24 |
Yes |
T+1 |
Yes |
Yes |
Liberty Wealth Management LLC |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
2249.58 |
Day 32 |
Yes |
65.43 |
31-90 Days |
S-6-Q |
2391.14 |
Yes |
T+1 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
10398.90 |
Day 32 |
Yes |
49.17 |
31-90 Days |
S-7-Q |
10842.51 |
Yes |
T+0 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
13064.37 |
Day 32 |
Yes |
383.39 |
31-90 Days |
E-1-Q |
13012.14 |
No |
T+0 |
Yes |
Yes |
Liberty National Bank |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
15645.70 |
Day 32 |
No |
579.62 |
<7 Days |
E-2-Q |
15765.48 |
Yes |
T+2 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
4377.36 |
Day 32 |
Yes |
103.27 |
31-90 Days |
IG-1-Q |
4015.82 |
Yes |
T+1 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
6904.46 |
Day 32 |
No |
304.34 |
7-30 Days |
IG-2-Q |
7461.58 |
No |
T+1 |
No |
Yes |
Liberty Capital Markets Inc. |
Funding |