| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
12127.01 |
Day 30 |
Yes |
243.24 |
<7 Days |
LC-1 |
12140.76 |
Yes |
T+1 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
9186.51 |
Day 30 |
No |
340.58 |
<7 Days |
LC-2 |
8361.42 |
No |
T+2 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
3015.25 |
Day 30 |
No |
117.09 |
31-90 Days |
N-1 |
2786.53 |
Yes |
T+2 |
No |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
13510.31 |
Day 30 |
Yes |
161.83 |
7-30 Days |
N-2 |
14728.06 |
No |
T+1 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
2719.00 |
Day 30 |
Yes |
134.50 |
<7 Days |
N-3 |
2637.12 |
Yes |
T+0 |
No |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
12601.31 |
Day 30 |
Yes |
536.28 |
<7 Days |
N-4 |
13850.28 |
Yes |
T+2 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
12403.30 |
Day 30 |
No |
526.16 |
7-30 Days |
N-5 |
11706.14 |
Yes |
T+0 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
2423.06 |
Day 30 |
Yes |
91.57 |
31-90 Days |
N-6 |
2554.32 |
No |
T+0 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
2187.68 |
Day 30 |
Yes |
79.29 |
<7 Days |
N-7 |
2390.99 |
No |
T+1 |
Yes |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
5204.09 |
Day 30 |
No |
122.44 |
7-30 Days |
P-1 |
5016.76 |
No |
T+0 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
14240.50 |
Day 30 |
No |
573.60 |
31-90 Days |
P-2 |
13403.70 |
No |
T+2 |
No |
Yes |
Liberty National Bank |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
14275.64 |
Day 30 |
Yes |
255.47 |
7-30 Days |
S-8 |
14808.84 |
Yes |
T+1 |
Yes |
Yes |
Liberty Wealth Management LLC |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
6639.06 |
Day 30 |
No |
170.83 |
<7 Days |
Y-1 |
6570.38 |
Yes |
T+0 |
No |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
4619.08 |
Day 30 |
No |
184.30 |
7-30 Days |
Y-2 |
4502.86 |
No |
T+1 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
13316.96 |
Day 30 |
Yes |
609.07 |
31-90 Days |
Y-3 |
12840.62 |
No |
T+2 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
8742.15 |
Day 30 |
No |
252.49 |
<7 Days |
Y-4 |
8119.57 |
Yes |
T+0 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
15710.34 |
Day 30 |
Yes |
367.38 |
31-90 Days |
Z-1 |
15872.80 |
Yes |
T+2 |
Yes |
Yes |
Liberty National Bank |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
16592.38 |
Day 30 |
Yes |
478.98 |
7-30 Days |
A-2 |
15648.73 |
Yes |
T+1 |
No |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
5692.10 |
Day 30 |
Yes |
193.34 |
7-30 Days |
A-3 |
5137.25 |
No |
T+2 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
16053.21 |
Day 30 |
Yes |
107.25 |
7-30 Days |
A-4 |
15593.26 |
Yes |
T+1 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
9087.29 |
Day 30 |
No |
299.33 |
31-90 Days |
A-5 |
8651.46 |
Yes |
T+1 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
4005.60 |
Day 30 |
No |
136.95 |
<7 Days |
CB-1 |
4049.77 |
No |
T+1 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
288.51 |
Day 30 |
No |
1.04 |
31-90 Days |
CB-2 |
291.66 |
Yes |
T+1 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
6815.10 |
Day 30 |
No |
87.68 |
<7 Days |
CB-3 |
7180.83 |
No |
T+2 |
No |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
6210.77 |
Day 30 |
No |
76.85 |
31-90 Days |
E-1 |
5671.85 |
Yes |
T+1 |
Yes |
No |
|
Treasury |