| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
12932.64 |
Day 30 |
No |
616.60 |
<7 Days |
A-1-Q |
12226.25 |
No |
T+0 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
2549.19 |
Day 30 |
No |
50.91 |
<7 Days |
A-2-Q |
2507.08 |
No |
T+2 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
16387.05 |
Day 30 |
Yes |
657.03 |
7-30 Days |
A-3-Q |
15303.28 |
Yes |
T+2 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
3094.38 |
Day 30 |
No |
138.58 |
31-90 Days |
A-4-Q |
3075.93 |
Yes |
T+1 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
4561.95 |
Day 30 |
Yes |
176.29 |
31-90 Days |
A-5-Q |
4316.24 |
Yes |
T+0 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
16740.22 |
Day 30 |
Yes |
407.50 |
7-30 Days |
CB-1-Q |
16486.04 |
Yes |
T+0 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
11703.78 |
Day 30 |
No |
169.55 |
7-30 Days |
CB-2-Q |
12058.18 |
No |
T+0 |
No |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
12716.90 |
Day 30 |
Yes |
84.65 |
31-90 Days |
S-1-Q |
13905.43 |
No |
T+2 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
4857.86 |
Day 30 |
Yes |
186.10 |
31-90 Days |
S-2-Q |
4796.07 |
Yes |
T+1 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
5535.21 |
Day 30 |
No |
116.17 |
7-30 Days |
S-3-Q |
5771.40 |
No |
T+1 |
No |
Yes |
Liberty Mortgage Services Corp. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
1545.21 |
Day 30 |
Yes |
13.36 |
7-30 Days |
S-4-Q |
1662.95 |
No |
T+0 |
No |
Yes |
Liberty National Bank |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
829.60 |
Day 30 |
No |
10.55 |
<7 Days |
CB-3-Q |
897.05 |
No |
T+1 |
No |
Yes |
Liberty Mortgage Services Corp. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
3779.20 |
Day 30 |
No |
25.27 |
7-30 Days |
G-1-Q |
3669.44 |
Yes |
T+2 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
12227.82 |
Day 30 |
Yes |
576.95 |
<7 Days |
G-2-Q |
11965.45 |
Yes |
T+1 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
10332.61 |
Day 30 |
Yes |
313.75 |
7-30 Days |
G-3-Q |
10849.69 |
No |
T+1 |
No |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
6845.61 |
Day 30 |
Yes |
154.04 |
<7 Days |
S-5-Q |
6984.76 |
No |
T+1 |
No |
Yes |
Liberty National Bank |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
7558.54 |
Day 30 |
No |
75.78 |
<7 Days |
S-6-Q |
7067.36 |
Yes |
T+0 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
16869.23 |
Day 30 |
No |
312.92 |
<7 Days |
S-7-Q |
17678.11 |
Yes |
T+2 |
No |
Yes |
Liberty Capital Markets Inc. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
13086.90 |
Day 30 |
No |
247.48 |
31-90 Days |
E-1-Q |
12242.03 |
Yes |
T+2 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
11300.27 |
Day 30 |
Yes |
261.69 |
31-90 Days |
E-2-Q |
10455.73 |
Yes |
T+1 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
14741.22 |
Day 30 |
Yes |
505.99 |
<7 Days |
IG-1-Q |
14089.81 |
Yes |
T+0 |
No |
Yes |
Liberty National Bank |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
14033.04 |
Day 30 |
Yes |
445.56 |
7-30 Days |
IG-2-Q |
14694.30 |
Yes |
T+1 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
17075.09 |
Day 30 |
No |
542.20 |
7-30 Days |
C-1 |
16896.87 |
Yes |
T+2 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
16871.03 |
Day 30 |
Yes |
183.55 |
7-30 Days |
CB-4 |
15274.43 |
Yes |
T+2 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
7867.04 |
Day 30 |
No |
377.55 |
<7 Days |
E-10 |
7618.24 |
No |
T+0 |
Yes |
No |
|
Trading |