| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
5697.55 |
Day 20 |
No |
106.39 |
7-30 Days |
L-10 |
5369.04 |
No |
T+0 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
6173.28 |
Day 20 |
No |
110.01 |
<7 Days |
L-11 |
6576.86 |
No |
T+0 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
6970.22 |
Day 20 |
Yes |
209.16 |
31-90 Days |
L-2 |
6972.33 |
No |
T+0 |
No |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
6813.59 |
Day 20 |
Yes |
267.02 |
7-30 Days |
L-3 |
6334.18 |
Yes |
T+1 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
6450.14 |
Day 20 |
Yes |
79.29 |
7-30 Days |
L-4 |
6897.96 |
No |
T+0 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
10765.32 |
Day 20 |
Yes |
301.75 |
7-30 Days |
L-5 |
10473.83 |
No |
T+2 |
No |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
4877.95 |
Day 20 |
No |
110.14 |
31-90 Days |
L-6 |
4702.49 |
Yes |
T+0 |
Yes |
Yes |
Liberty National Bank |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
5553.81 |
Day 20 |
No |
56.64 |
7-30 Days |
L-7 |
5623.38 |
No |
T+2 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
10564.60 |
Day 20 |
Yes |
406.00 |
<7 Days |
L-8 |
9910.81 |
No |
T+0 |
Yes |
Yes |
Liberty National Bank |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
4071.97 |
Day 20 |
No |
94.93 |
31-90 Days |
L-9 |
3839.15 |
Yes |
T+0 |
Yes |
Yes |
Liberty National Bank |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
6667.67 |
Day 20 |
Yes |
226.23 |
<7 Days |
LC-1 |
6263.98 |
No |
T+2 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
3624.07 |
Day 20 |
No |
132.16 |
7-30 Days |
LC-2 |
3713.26 |
Yes |
T+0 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
14954.16 |
Day 20 |
No |
283.79 |
7-30 Days |
N-1 |
14195.03 |
No |
T+2 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
10224.76 |
Day 20 |
No |
101.04 |
<7 Days |
N-2 |
11006.15 |
No |
T+1 |
No |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
6616.95 |
Day 20 |
Yes |
55.64 |
<7 Days |
N-3 |
6629.59 |
Yes |
T+2 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
11627.01 |
Day 20 |
No |
68.76 |
7-30 Days |
N-4 |
12147.01 |
No |
T+0 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
675.58 |
Day 20 |
Yes |
27.99 |
7-30 Days |
N-5 |
662.52 |
Yes |
T+2 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
108.53 |
Day 20 |
No |
1.60 |
31-90 Days |
N-6 |
111.00 |
No |
T+0 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
9947.83 |
Day 20 |
No |
87.19 |
<7 Days |
N-7 |
9066.34 |
No |
T+2 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
3391.10 |
Day 20 |
Yes |
103.61 |
7-30 Days |
P-1 |
3575.56 |
No |
T+1 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
15555.19 |
Day 20 |
No |
617.78 |
31-90 Days |
P-2 |
15473.23 |
Yes |
T+2 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
186.87 |
Day 20 |
No |
1.59 |
31-90 Days |
S-8 |
176.73 |
No |
T+0 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
2237.03 |
Day 20 |
No |
40.95 |
7-30 Days |
Y-1 |
2426.98 |
No |
T+0 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
15346.17 |
Day 20 |
No |
611.19 |
<7 Days |
Y-2 |
15737.08 |
No |
T+2 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
12909.61 |
Day 20 |
Yes |
399.54 |
7-30 Days |
Y-3 |
12608.53 |
Yes |
T+0 |
No |
Yes |
Liberty Wealth Management LLC |
Trading |