| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
1787.82 |
Day 21 |
No |
57.96 |
31-90 Days |
A-2-Q |
1799.27 |
No |
T+2 |
No |
Yes |
Liberty Wealth Management LLC |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
4061.39 |
Day 21 |
Yes |
159.51 |
31-90 Days |
A-3-Q |
4387.98 |
Yes |
T+1 |
No |
Yes |
Liberty National Bank |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
3915.16 |
Day 21 |
No |
26.83 |
31-90 Days |
A-4-Q |
3882.14 |
No |
T+2 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
7892.12 |
Day 21 |
Yes |
293.69 |
<7 Days |
A-5-Q |
7938.41 |
Yes |
T+2 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
17075.22 |
Day 21 |
Yes |
526.52 |
31-90 Days |
CB-1-Q |
16729.71 |
Yes |
T+1 |
No |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
1274.29 |
Day 21 |
No |
62.63 |
7-30 Days |
CB-2-Q |
1212.19 |
No |
T+0 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
13135.69 |
Day 21 |
No |
217.92 |
7-30 Days |
S-1-Q |
13505.05 |
No |
T+0 |
Yes |
Yes |
Liberty Wealth Management LLC |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
5995.56 |
Day 21 |
No |
79.84 |
<7 Days |
S-2-Q |
6301.14 |
No |
T+2 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
3687.98 |
Day 21 |
Yes |
122.25 |
31-90 Days |
S-3-Q |
3382.52 |
No |
T+2 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
1938.45 |
Day 21 |
Yes |
10.76 |
<7 Days |
S-4-Q |
2099.18 |
No |
T+1 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
8477.61 |
Day 21 |
No |
368.87 |
<7 Days |
CB-3-Q |
8567.52 |
Yes |
T+0 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
35.52 |
Day 21 |
No |
1.50 |
31-90 Days |
G-1-Q |
35.34 |
Yes |
T+0 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
11619.76 |
Day 21 |
Yes |
171.40 |
31-90 Days |
G-2-Q |
11850.53 |
No |
T+1 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
16250.61 |
Day 21 |
No |
805.60 |
31-90 Days |
G-3-Q |
14640.01 |
No |
T+0 |
No |
Yes |
Liberty National Bank |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
6513.92 |
Day 21 |
No |
251.73 |
31-90 Days |
S-5-Q |
6395.82 |
Yes |
T+2 |
Yes |
Yes |
Liberty National Bank |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
16535.20 |
Day 21 |
No |
216.76 |
7-30 Days |
S-6-Q |
17050.41 |
No |
T+0 |
No |
Yes |
Liberty National Bank |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
639.07 |
Day 21 |
No |
20.61 |
31-90 Days |
S-7-Q |
674.05 |
Yes |
T+0 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
2698.53 |
Day 21 |
No |
46.97 |
31-90 Days |
E-1-Q |
2495.96 |
Yes |
T+2 |
Yes |
Yes |
Liberty National Bank |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
15289.60 |
Day 21 |
No |
395.15 |
<7 Days |
E-2-Q |
16624.69 |
Yes |
T+0 |
No |
Yes |
Liberty National Bank |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
4362.05 |
Day 21 |
No |
186.67 |
<7 Days |
IG-1-Q |
4413.78 |
Yes |
T+1 |
No |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
13762.16 |
Day 21 |
No |
402.03 |
<7 Days |
IG-2-Q |
12525.77 |
No |
T+1 |
No |
Yes |
Liberty Mortgage Services Corp. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
14156.56 |
Day 21 |
Yes |
477.96 |
<7 Days |
C-1 |
15332.41 |
Yes |
T+1 |
Yes |
Yes |
Liberty National Bank |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
11319.12 |
Day 21 |
Yes |
289.34 |
31-90 Days |
CB-4 |
12141.03 |
Yes |
T+0 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
11613.83 |
Day 21 |
Yes |
185.13 |
<7 Days |
E-10 |
12773.28 |
Yes |
T+0 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
2682.07 |
Day 21 |
No |
7.91 |
7-30 Days |
E-3 |
2757.69 |
No |
T+0 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Funding |