| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
6158.95 |
Day 20 |
Yes |
223.58 |
31-90 Days |
S-5-Q |
5895.69 |
Yes |
T+0 |
No |
Yes |
Liberty National Bank |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
13497.73 |
Day 20 |
Yes |
464.72 |
31-90 Days |
S-6-Q |
14327.77 |
No |
T+1 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
1673.36 |
Day 20 |
No |
54.04 |
7-30 Days |
S-7-Q |
1582.54 |
Yes |
T+1 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
15886.33 |
Day 20 |
No |
232.50 |
31-90 Days |
E-1-Q |
15854.07 |
Yes |
T+0 |
Yes |
Yes |
Liberty Wealth Management LLC |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
14934.48 |
Day 20 |
No |
530.72 |
31-90 Days |
E-2-Q |
14997.98 |
Yes |
T+0 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
5570.83 |
Day 20 |
No |
239.76 |
<7 Days |
IG-1-Q |
5599.68 |
No |
T+2 |
No |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
8151.95 |
Day 20 |
Yes |
294.98 |
7-30 Days |
IG-2-Q |
8541.86 |
Yes |
T+1 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
2633.32 |
Day 20 |
No |
24.92 |
7-30 Days |
C-1 |
2788.54 |
Yes |
T+1 |
No |
Yes |
Liberty National Bank |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
4699.15 |
Day 20 |
Yes |
220.57 |
<7 Days |
CB-4 |
4450.99 |
Yes |
T+2 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
8840.55 |
Day 20 |
No |
30.99 |
31-90 Days |
E-10 |
8652.60 |
Yes |
T+1 |
No |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
9017.42 |
Day 20 |
No |
78.98 |
<7 Days |
E-3 |
9862.39 |
Yes |
T+1 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
2629.98 |
Day 20 |
Yes |
110.39 |
7-30 Days |
E-4 |
2818.63 |
Yes |
T+2 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
9916.95 |
Day 20 |
No |
274.92 |
31-90 Days |
E-5 |
9207.08 |
Yes |
T+0 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
8950.28 |
Day 20 |
No |
92.46 |
7-30 Days |
E-6 |
8904.97 |
Yes |
T+2 |
Yes |
Yes |
Liberty National Bank |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
12682.22 |
Day 20 |
Yes |
505.11 |
31-90 Days |
E-7 |
12438.41 |
No |
T+0 |
No |
Yes |
Liberty National Bank |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
16590.97 |
Day 20 |
No |
334.27 |
31-90 Days |
E-8 |
17931.06 |
No |
T+0 |
Yes |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
2727.23 |
Day 20 |
No |
107.03 |
7-30 Days |
E-9 |
2567.73 |
No |
T+0 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
4910.67 |
Day 20 |
No |
194.20 |
31-90 Days |
G-4 |
4629.22 |
Yes |
T+1 |
No |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
8821.70 |
Day 20 |
No |
169.02 |
7-30 Days |
IG-3 |
9386.57 |
No |
T+1 |
No |
Yes |
Liberty Wealth Management LLC |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
1645.70 |
Day 20 |
No |
23.59 |
7-30 Days |
IG-4 |
1566.48 |
No |
T+1 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
4632.94 |
Day 20 |
No |
220.14 |
31-90 Days |
IG-5 |
4473.35 |
No |
T+1 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
10328.60 |
Day 20 |
Yes |
429.78 |
<7 Days |
IG-6 |
9341.46 |
No |
T+2 |
No |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
4429.89 |
Day 20 |
Yes |
205.46 |
7-30 Days |
IG-7 |
4676.92 |
No |
T+2 |
No |
Yes |
Liberty Mortgage Services Corp. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
2578.19 |
Day 20 |
Yes |
32.37 |
7-30 Days |
IG-8 |
2823.61 |
Yes |
T+2 |
Yes |
Yes |
Liberty Wealth Management LLC |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
2039.16 |
Day 20 |
No |
53.67 |
31-90 Days |
L-1 |
2115.30 |
Yes |
T+2 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Funding |