| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
153.25 |
Day 15 |
Yes |
0.02 |
31-90 Days |
P-2 |
152.54 |
No |
T+1 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
479.98 |
Day 15 |
Yes |
15.92 |
31-90 Days |
S-8 |
471.43 |
Yes |
T+0 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
6995.04 |
Day 15 |
No |
339.21 |
<7 Days |
Y-1 |
6488.27 |
Yes |
T+2 |
No |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
2599.15 |
Day 15 |
Yes |
64.85 |
<7 Days |
Y-2 |
2661.31 |
No |
T+2 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
6682.40 |
Day 15 |
Yes |
250.89 |
<7 Days |
Y-3 |
7315.66 |
Yes |
T+2 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
16464.89 |
Day 15 |
Yes |
410.35 |
31-90 Days |
Y-4 |
16010.50 |
No |
T+2 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
14838.21 |
Day 15 |
No |
572.91 |
7-30 Days |
Z-1 |
15673.25 |
Yes |
T+0 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
5881.87 |
Day 15 |
Yes |
104.75 |
<7 Days |
A-2 |
6106.34 |
Yes |
T+1 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
9948.02 |
Day 15 |
Yes |
342.46 |
7-30 Days |
A-3 |
10913.82 |
No |
T+2 |
No |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
726.09 |
Day 15 |
No |
23.68 |
31-90 Days |
A-4 |
776.12 |
Yes |
T+2 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
806.01 |
Day 15 |
No |
17.09 |
31-90 Days |
A-5 |
824.34 |
No |
T+0 |
Yes |
Yes |
Liberty National Bank |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
686.55 |
Day 15 |
Yes |
31.33 |
31-90 Days |
CB-1 |
743.32 |
Yes |
T+1 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
5084.48 |
Day 15 |
No |
14.77 |
<7 Days |
CB-2 |
4678.89 |
Yes |
T+1 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
2799.60 |
Day 15 |
No |
99.38 |
7-30 Days |
CB-3 |
2525.33 |
Yes |
T+2 |
No |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
15287.84 |
Day 15 |
Yes |
155.85 |
31-90 Days |
E-1 |
13893.43 |
No |
T+1 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
12780.07 |
Day 15 |
Yes |
625.42 |
31-90 Days |
E-2 |
11750.18 |
No |
T+0 |
No |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
6426.94 |
Day 15 |
No |
121.96 |
7-30 Days |
G-1 |
6510.48 |
Yes |
T+1 |
No |
Yes |
Liberty Mortgage Services Corp. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
13427.17 |
Day 15 |
Yes |
2.26 |
7-30 Days |
G-2 |
14302.16 |
Yes |
T+0 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
1385.37 |
Day 15 |
No |
17.66 |
31-90 Days |
G-3 |
1470.66 |
Yes |
T+2 |
No |
Yes |
Liberty Capital Markets Inc. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
6130.71 |
Day 15 |
Yes |
41.47 |
<7 Days |
IG-1 |
6573.77 |
No |
T+1 |
No |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
6183.42 |
Day 15 |
No |
164.13 |
7-30 Days |
IG-2 |
6047.74 |
No |
T+2 |
Yes |
Yes |
Liberty Wealth Management LLC |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
1252.36 |
Day 15 |
Yes |
54.58 |
7-30 Days |
S-1 |
1128.42 |
No |
T+2 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
9637.67 |
Day 15 |
No |
186.79 |
7-30 Days |
S-2 |
10248.88 |
No |
T+2 |
No |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
16821.17 |
Day 15 |
Yes |
426.85 |
<7 Days |
S-3 |
16645.66 |
No |
T+2 |
No |
Yes |
Liberty National Bank |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
15492.69 |
Day 15 |
No |
259.23 |
<7 Days |
S-4 |
15842.78 |
No |
T+0 |
Yes |
No |
|
Treasury |