| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
13207.93 |
Day 15 |
Yes |
597.47 |
7-30 Days |
S-5 |
13257.88 |
No |
T+0 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
15961.32 |
Day 15 |
No |
604.42 |
31-90 Days |
S-6 |
16428.53 |
No |
T+2 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
11129.18 |
Day 15 |
No |
215.91 |
31-90 Days |
S-7 |
11583.70 |
Yes |
T+1 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
15652.83 |
Day 16 |
Yes |
350.05 |
31-90 Days |
A-0-Q |
16838.28 |
No |
T+1 |
No |
Yes |
Liberty Capital Markets Inc. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
4484.08 |
Day 16 |
No |
179.45 |
7-30 Days |
A-1-Q |
4105.22 |
No |
T+1 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
3617.73 |
Day 16 |
Yes |
7.49 |
7-30 Days |
A-2-Q |
3313.23 |
No |
T+2 |
Yes |
Yes |
Liberty Wealth Management LLC |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
2224.36 |
Day 16 |
Yes |
107.72 |
<7 Days |
A-3-Q |
2374.24 |
Yes |
T+1 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
11687.71 |
Day 16 |
No |
37.40 |
<7 Days |
A-4-Q |
11806.71 |
Yes |
T+2 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
9960.90 |
Day 16 |
No |
351.30 |
31-90 Days |
A-5-Q |
9271.40 |
No |
T+1 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
10516.54 |
Day 16 |
Yes |
444.93 |
31-90 Days |
CB-1-Q |
10344.08 |
No |
T+2 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
6593.14 |
Day 16 |
Yes |
39.78 |
31-90 Days |
CB-2-Q |
6200.79 |
No |
T+1 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
6454.12 |
Day 16 |
No |
250.29 |
31-90 Days |
S-1-Q |
6713.40 |
No |
T+0 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
6705.23 |
Day 16 |
Yes |
232.42 |
7-30 Days |
S-2-Q |
6829.92 |
No |
T+2 |
No |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
6519.98 |
Day 16 |
Yes |
55.19 |
7-30 Days |
S-3-Q |
7093.19 |
Yes |
T+1 |
No |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
12377.46 |
Day 16 |
No |
20.09 |
31-90 Days |
S-4-Q |
12430.48 |
No |
T+1 |
No |
Yes |
Liberty National Bank |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
6403.73 |
Day 16 |
No |
152.46 |
7-30 Days |
CB-3-Q |
5882.43 |
No |
T+0 |
Yes |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
9917.09 |
Day 16 |
Yes |
326.77 |
<7 Days |
G-1-Q |
9207.25 |
No |
T+0 |
No |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
5972.32 |
Day 16 |
Yes |
6.43 |
7-30 Days |
G-2-Q |
5895.10 |
Yes |
T+1 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
9107.85 |
Day 16 |
Yes |
1.80 |
<7 Days |
G-3-Q |
9144.09 |
Yes |
T+0 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
1320.92 |
Day 16 |
No |
37.91 |
7-30 Days |
S-5-Q |
1211.76 |
No |
T+2 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
5870.13 |
Day 16 |
No |
98.62 |
31-90 Days |
S-6-Q |
5331.68 |
Yes |
T+0 |
Yes |
Yes |
Liberty Wealth Management LLC |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
11177.43 |
Day 16 |
No |
430.06 |
31-90 Days |
S-7-Q |
11569.97 |
Yes |
T+2 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
12857.03 |
Day 16 |
No |
187.51 |
7-30 Days |
E-1-Q |
13989.71 |
Yes |
T+0 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
8401.50 |
Day 16 |
Yes |
300.79 |
7-30 Days |
E-2-Q |
8534.61 |
Yes |
T+1 |
No |
Yes |
Liberty National Bank |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
4615.90 |
Day 16 |
No |
145.55 |
7-30 Days |
IG-1-Q |
4943.43 |
Yes |
T+0 |
Yes |
No |
|
Trading |