| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
5602.86 |
Day 15 |
No |
245.41 |
<7 Days |
S-4-Q |
5683.72 |
Yes |
T+1 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
11731.41 |
Day 15 |
No |
314.20 |
<7 Days |
CB-3-Q |
11757.00 |
No |
T+0 |
No |
Yes |
Liberty Capital Markets Inc. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
14072.77 |
Day 15 |
No |
600.35 |
31-90 Days |
G-1-Q |
14079.26 |
No |
T+1 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
10038.17 |
Day 15 |
No |
254.63 |
<7 Days |
G-2-Q |
9615.81 |
Yes |
T+0 |
No |
Yes |
Liberty Capital Markets Inc. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
807.89 |
Day 15 |
Yes |
38.83 |
7-30 Days |
G-3-Q |
854.11 |
No |
T+0 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
4664.66 |
Day 15 |
No |
225.01 |
31-90 Days |
S-5-Q |
4285.54 |
Yes |
T+0 |
No |
Yes |
Liberty Wealth Management LLC |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
10253.80 |
Day 15 |
Yes |
285.47 |
<7 Days |
S-6-Q |
10296.77 |
Yes |
T+2 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
14041.91 |
Day 15 |
No |
435.42 |
<7 Days |
S-7-Q |
14756.01 |
Yes |
T+1 |
No |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
644.88 |
Day 15 |
No |
3.45 |
7-30 Days |
E-1-Q |
687.31 |
Yes |
T+0 |
No |
Yes |
Liberty National Bank |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
14011.82 |
Day 15 |
No |
661.33 |
31-90 Days |
E-2-Q |
12767.25 |
No |
T+2 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
14975.62 |
Day 15 |
Yes |
243.46 |
<7 Days |
IG-1-Q |
14205.29 |
Yes |
T+2 |
Yes |
Yes |
Liberty Wealth Management LLC |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
4357.55 |
Day 15 |
Yes |
125.64 |
7-30 Days |
IG-2-Q |
4453.06 |
Yes |
T+0 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
9104.02 |
Day 15 |
Yes |
71.93 |
<7 Days |
C-1 |
9076.95 |
Yes |
T+1 |
No |
Yes |
Liberty National Bank |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
6336.23 |
Day 15 |
Yes |
26.48 |
7-30 Days |
CB-4 |
6713.43 |
No |
T+2 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
4110.88 |
Day 15 |
Yes |
186.97 |
31-90 Days |
E-10 |
4209.92 |
Yes |
T+2 |
No |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
6888.27 |
Day 15 |
Yes |
63.48 |
7-30 Days |
E-3 |
7112.20 |
Yes |
T+0 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
14803.32 |
Day 15 |
No |
664.04 |
7-30 Days |
E-4 |
13661.67 |
No |
T+1 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
1409.46 |
Day 15 |
No |
32.49 |
7-30 Days |
E-5 |
1299.31 |
Yes |
T+1 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
10867.87 |
Day 15 |
No |
260.95 |
<7 Days |
E-6 |
11035.56 |
Yes |
T+0 |
No |
Yes |
Liberty National Bank |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
5448.78 |
Day 15 |
No |
54.07 |
7-30 Days |
E-7 |
5157.97 |
No |
T+1 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
385.99 |
Day 15 |
Yes |
16.82 |
7-30 Days |
E-8 |
393.96 |
No |
T+1 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
9058.54 |
Day 15 |
No |
254.65 |
31-90 Days |
E-9 |
8673.97 |
No |
T+0 |
No |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
15949.18 |
Day 15 |
Yes |
634.34 |
31-90 Days |
G-4 |
17357.18 |
No |
T+2 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
16329.95 |
Day 15 |
No |
754.94 |
7-30 Days |
IG-3 |
16127.65 |
No |
T+2 |
No |
Yes |
Liberty Capital Markets Inc. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
9488.03 |
Day 15 |
Yes |
460.64 |
7-30 Days |
IG-4 |
8769.16 |
No |
T+0 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Securities Finance |