| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
11980.75 |
Day 13 |
Yes |
578.77 |
<7 Days |
G-2-Q |
11937.66 |
No |
T+2 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
10573.26 |
Day 13 |
No |
362.09 |
<7 Days |
G-3-Q |
11001.81 |
Yes |
T+2 |
No |
Yes |
Liberty Wealth Management LLC |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
9626.33 |
Day 13 |
No |
463.72 |
7-30 Days |
S-5-Q |
10013.09 |
Yes |
T+0 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
1426.11 |
Day 13 |
No |
44.16 |
31-90 Days |
S-6-Q |
1396.70 |
No |
T+2 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
2450.52 |
Day 13 |
Yes |
78.91 |
7-30 Days |
S-7-Q |
2427.32 |
No |
T+2 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
4279.94 |
Day 13 |
No |
13.24 |
31-90 Days |
E-1-Q |
4680.97 |
Yes |
T+0 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
12116.40 |
Day 13 |
No |
76.96 |
<7 Days |
E-2-Q |
13035.32 |
No |
T+0 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
5023.68 |
Day 13 |
No |
111.42 |
31-90 Days |
IG-1-Q |
5229.20 |
Yes |
T+0 |
Yes |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
13519.63 |
Day 13 |
No |
502.67 |
<7 Days |
IG-2-Q |
12897.79 |
No |
T+1 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
17102.27 |
Day 13 |
No |
149.30 |
31-90 Days |
C-1 |
15948.71 |
Yes |
T+0 |
No |
Yes |
Liberty Capital Markets Inc. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
9307.18 |
Day 13 |
No |
419.20 |
7-30 Days |
CB-4 |
9732.03 |
No |
T+0 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
8591.88 |
Day 13 |
No |
277.42 |
31-90 Days |
E-10 |
8761.69 |
Yes |
T+0 |
No |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
15503.89 |
Day 13 |
No |
114.73 |
<7 Days |
E-3 |
16692.68 |
No |
T+1 |
Yes |
Yes |
Liberty National Bank |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
6917.89 |
Day 13 |
No |
84.13 |
7-30 Days |
E-4 |
6835.26 |
No |
T+0 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
7335.45 |
Day 13 |
No |
283.24 |
7-30 Days |
E-5 |
7003.71 |
Yes |
T+0 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
3851.14 |
Day 13 |
No |
34.25 |
31-90 Days |
E-6 |
3941.44 |
No |
T+0 |
No |
Yes |
Liberty National Bank |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
565.37 |
Day 13 |
Yes |
18.27 |
<7 Days |
E-7 |
614.70 |
Yes |
T+2 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
9335.53 |
Day 13 |
Yes |
240.49 |
7-30 Days |
E-8 |
9176.35 |
Yes |
T+0 |
No |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
3388.10 |
Day 13 |
Yes |
114.36 |
7-30 Days |
E-9 |
3378.93 |
No |
T+0 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
6911.43 |
Day 13 |
Yes |
339.82 |
<7 Days |
G-4 |
6732.68 |
No |
T+2 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
8220.70 |
Day 13 |
No |
145.71 |
<7 Days |
IG-3 |
8065.16 |
No |
T+1 |
No |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
6593.87 |
Day 13 |
No |
281.68 |
<7 Days |
IG-4 |
6979.91 |
Yes |
T+2 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
216.13 |
Day 13 |
No |
10.55 |
<7 Days |
IG-5 |
197.99 |
No |
T+1 |
No |
Yes |
Liberty Wealth Management LLC |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
4307.29 |
Day 13 |
Yes |
97.08 |
31-90 Days |
IG-6 |
4427.73 |
Yes |
T+2 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
15496.01 |
Day 13 |
Yes |
518.32 |
<7 Days |
IG-7 |
15873.84 |
No |
T+1 |
Yes |
No |
|
Treasury |