| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
2392.95 |
Day 12 |
Yes |
10.58 |
<7 Days |
G-2 |
2303.10 |
No |
T+0 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
16792.55 |
Day 12 |
No |
50.73 |
31-90 Days |
G-3 |
15200.90 |
Yes |
T+2 |
Yes |
Yes |
Liberty Wealth Management LLC |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
14685.66 |
Day 12 |
No |
82.14 |
7-30 Days |
IG-1 |
13924.90 |
Yes |
T+2 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
13306.44 |
Day 12 |
Yes |
479.16 |
7-30 Days |
IG-2 |
14387.14 |
Yes |
T+0 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
12861.83 |
Day 12 |
No |
470.78 |
7-30 Days |
S-1 |
13004.87 |
Yes |
T+0 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
621.94 |
Day 12 |
No |
16.65 |
7-30 Days |
S-2 |
670.05 |
Yes |
T+1 |
Yes |
Yes |
Liberty Wealth Management LLC |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
4294.84 |
Day 12 |
Yes |
107.54 |
31-90 Days |
S-3 |
3908.77 |
Yes |
T+2 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
12222.06 |
Day 12 |
Yes |
36.08 |
31-90 Days |
S-4 |
11800.02 |
Yes |
T+2 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
5965.65 |
Day 12 |
No |
145.53 |
<7 Days |
S-5 |
6513.33 |
No |
T+0 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
11158.01 |
Day 12 |
No |
475.25 |
31-90 Days |
S-6 |
10235.44 |
No |
T+2 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
16385.05 |
Day 12 |
No |
46.54 |
31-90 Days |
S-7 |
14937.70 |
Yes |
T+2 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
4602.38 |
Day 13 |
No |
5.19 |
31-90 Days |
A-0-Q |
4873.16 |
No |
T+1 |
No |
Yes |
Liberty Wealth Management LLC |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
3931.71 |
Day 13 |
No |
17.25 |
7-30 Days |
A-1-Q |
3576.52 |
Yes |
T+0 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
8102.71 |
Day 13 |
Yes |
404.93 |
<7 Days |
A-2-Q |
7566.01 |
No |
T+1 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
89.02 |
Day 13 |
No |
3.23 |
31-90 Days |
A-3-Q |
81.12 |
No |
T+2 |
No |
Yes |
Liberty Mortgage Services Corp. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
719.98 |
Day 13 |
Yes |
21.08 |
<7 Days |
A-4-Q |
656.89 |
No |
T+1 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
7821.80 |
Day 13 |
No |
254.80 |
7-30 Days |
A-5-Q |
8057.88 |
Yes |
T+0 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
14829.50 |
Day 13 |
No |
406.66 |
<7 Days |
CB-1-Q |
14716.95 |
No |
T+0 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
10391.99 |
Day 13 |
Yes |
223.98 |
31-90 Days |
CB-2-Q |
10283.12 |
Yes |
T+2 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
12932.45 |
Day 13 |
Yes |
620.17 |
7-30 Days |
S-1-Q |
13552.15 |
Yes |
T+2 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
10821.81 |
Day 13 |
No |
166.75 |
7-30 Days |
S-2-Q |
10324.92 |
Yes |
T+0 |
No |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
3830.68 |
Day 13 |
No |
64.55 |
31-90 Days |
S-3-Q |
3891.89 |
No |
T+2 |
No |
Yes |
Liberty National Bank |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
14097.54 |
Day 13 |
Yes |
195.81 |
7-30 Days |
S-4-Q |
14343.68 |
No |
T+2 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
4425.30 |
Day 13 |
No |
207.72 |
7-30 Days |
CB-3-Q |
4007.12 |
Yes |
T+0 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
4921.15 |
Day 13 |
No |
116.23 |
7-30 Days |
G-1-Q |
4666.12 |
No |
T+2 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Trading |