| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
3477.59 |
Day 12 |
No |
60.09 |
7-30 Days |
N-1 |
3172.31 |
No |
T+1 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
464.85 |
Day 12 |
No |
23.21 |
31-90 Days |
N-2 |
510.51 |
No |
T+2 |
No |
Yes |
Liberty Wealth Management LLC |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
5091.63 |
Day 12 |
Yes |
92.44 |
7-30 Days |
N-3 |
4681.94 |
No |
T+1 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
12991.95 |
Day 12 |
Yes |
302.23 |
<7 Days |
N-4 |
12504.19 |
Yes |
T+1 |
No |
Yes |
Liberty National Bank |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
16561.98 |
Day 12 |
Yes |
796.81 |
<7 Days |
N-5 |
17702.88 |
Yes |
T+0 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
9439.96 |
Day 12 |
No |
267.71 |
31-90 Days |
N-6 |
10276.38 |
Yes |
T+1 |
Yes |
Yes |
Liberty National Bank |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
1177.93 |
Day 12 |
Yes |
13.31 |
<7 Days |
N-7 |
1128.78 |
Yes |
T+0 |
No |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
15558.22 |
Day 12 |
Yes |
43.39 |
31-90 Days |
P-1 |
14162.20 |
No |
T+2 |
No |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
1055.49 |
Day 12 |
No |
11.95 |
7-30 Days |
P-2 |
1146.32 |
Yes |
T+1 |
No |
Yes |
Liberty National Bank |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
37.49 |
Day 12 |
No |
0.79 |
7-30 Days |
S-8 |
37.57 |
No |
T+0 |
No |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
15496.74 |
Day 12 |
No |
143.55 |
<7 Days |
Y-1 |
16728.28 |
No |
T+1 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
5436.32 |
Day 12 |
Yes |
70.26 |
<7 Days |
Y-2 |
5238.85 |
Yes |
T+0 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
11751.97 |
Day 12 |
No |
228.13 |
31-90 Days |
Y-3 |
10673.14 |
No |
T+2 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
14659.13 |
Day 12 |
No |
288.16 |
<7 Days |
Y-4 |
15960.82 |
Yes |
T+1 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
7209.11 |
Day 12 |
No |
85.39 |
7-30 Days |
Z-1 |
7474.64 |
Yes |
T+0 |
Yes |
Yes |
Liberty Wealth Management LLC |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
10928.67 |
Day 12 |
Yes |
321.74 |
<7 Days |
A-2 |
10474.22 |
Yes |
T+2 |
Yes |
Yes |
Liberty Wealth Management LLC |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
15810.08 |
Day 12 |
Yes |
417.72 |
31-90 Days |
A-3 |
16536.71 |
No |
T+2 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
2705.60 |
Day 12 |
Yes |
32.34 |
31-90 Days |
A-4 |
2634.10 |
Yes |
T+2 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
2841.09 |
Day 12 |
No |
130.15 |
31-90 Days |
A-5 |
2904.99 |
Yes |
T+0 |
No |
Yes |
Liberty Wealth Management LLC |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
12065.13 |
Day 12 |
Yes |
525.63 |
<7 Days |
CB-1 |
10973.83 |
No |
T+2 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
8673.29 |
Day 12 |
Yes |
256.75 |
<7 Days |
CB-2 |
8967.80 |
No |
T+1 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
7863.04 |
Day 12 |
Yes |
297.87 |
31-90 Days |
CB-3 |
8394.02 |
Yes |
T+0 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
9739.83 |
Day 12 |
Yes |
192.68 |
7-30 Days |
E-1 |
9932.81 |
No |
T+0 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
7304.03 |
Day 12 |
Yes |
83.11 |
31-90 Days |
E-2 |
7568.53 |
No |
T+2 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
6473.33 |
Day 12 |
Yes |
259.53 |
7-30 Days |
G-1 |
6243.63 |
Yes |
T+0 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Treasury |