| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
8995.99 |
Day 10 |
Yes |
119.56 |
<7 Days |
CB-1-Q |
9266.26 |
Yes |
T+1 |
No |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
11679.45 |
Day 10 |
No |
459.86 |
7-30 Days |
CB-2-Q |
11269.99 |
Yes |
T+2 |
No |
Yes |
Liberty National Bank |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
2841.04 |
Day 10 |
Yes |
113.42 |
7-30 Days |
S-1-Q |
2642.89 |
No |
T+0 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
7033.24 |
Day 10 |
No |
184.35 |
31-90 Days |
S-2-Q |
6608.39 |
No |
T+1 |
No |
Yes |
Liberty National Bank |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
8106.56 |
Day 10 |
No |
305.88 |
7-30 Days |
S-3-Q |
7561.23 |
No |
T+1 |
Yes |
Yes |
Liberty Wealth Management LLC |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
701.33 |
Day 10 |
Yes |
9.36 |
31-90 Days |
S-4-Q |
755.23 |
No |
T+2 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
9736.02 |
Day 10 |
Yes |
484.34 |
31-90 Days |
CB-3-Q |
10346.31 |
No |
T+1 |
Yes |
Yes |
Liberty National Bank |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
15211.96 |
Day 10 |
Yes |
200.12 |
7-30 Days |
G-1-Q |
14256.72 |
No |
T+1 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
9608.73 |
Day 10 |
No |
413.39 |
31-90 Days |
G-2-Q |
9929.35 |
No |
T+0 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
16752.66 |
Day 10 |
No |
405.44 |
<7 Days |
G-3-Q |
18209.75 |
Yes |
T+0 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
6489.95 |
Day 10 |
Yes |
283.04 |
7-30 Days |
S-5-Q |
5843.51 |
No |
T+1 |
No |
Yes |
Liberty National Bank |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
5376.12 |
Day 10 |
Yes |
190.21 |
7-30 Days |
S-6-Q |
4965.11 |
No |
T+0 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
6455.05 |
Day 10 |
Yes |
45.64 |
7-30 Days |
S-7-Q |
6599.51 |
Yes |
T+0 |
No |
Yes |
Liberty Wealth Management LLC |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
16032.11 |
Day 10 |
Yes |
437.64 |
<7 Days |
E-1-Q |
14670.17 |
No |
T+1 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
7335.00 |
Day 10 |
Yes |
37.88 |
7-30 Days |
E-2-Q |
6824.61 |
Yes |
T+2 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
16069.37 |
Day 10 |
Yes |
242.23 |
<7 Days |
IG-1-Q |
15842.09 |
Yes |
T+1 |
Yes |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
14701.38 |
Day 10 |
No |
47.40 |
7-30 Days |
IG-2-Q |
14849.72 |
Yes |
T+0 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
16285.27 |
Day 10 |
No |
78.31 |
7-30 Days |
C-1 |
17174.63 |
No |
T+2 |
No |
Yes |
Liberty Wealth Management LLC |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
16526.46 |
Day 10 |
No |
404.97 |
31-90 Days |
CB-4 |
15118.89 |
No |
T+1 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
11902.62 |
Day 10 |
No |
108.97 |
31-90 Days |
E-10 |
12253.75 |
Yes |
T+2 |
Yes |
Yes |
Liberty National Bank |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
11087.94 |
Day 10 |
No |
531.92 |
31-90 Days |
E-3 |
11837.32 |
Yes |
T+2 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
15822.72 |
Day 10 |
Yes |
404.20 |
7-30 Days |
E-4 |
16776.95 |
No |
T+0 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
5074.12 |
Day 10 |
Yes |
98.22 |
7-30 Days |
E-5 |
5165.31 |
No |
T+0 |
No |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
3631.65 |
Day 10 |
Yes |
70.77 |
<7 Days |
E-6 |
3431.85 |
No |
T+2 |
Yes |
Yes |
Liberty Wealth Management LLC |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
11024.16 |
Day 10 |
No |
378.39 |
7-30 Days |
E-7 |
10170.89 |
No |
T+1 |
Yes |
Yes |
Liberty National Bank |
Trading |