| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
9901.40 |
Day 9 |
Yes |
99.08 |
7-30 Days |
A-4 |
8993.15 |
Yes |
T+2 |
No |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
1134.55 |
Day 9 |
No |
42.30 |
7-30 Days |
A-5 |
1174.57 |
Yes |
T+0 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
16338.87 |
Day 9 |
Yes |
794.59 |
<7 Days |
CB-1 |
15469.62 |
Yes |
T+2 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
10491.06 |
Day 9 |
Yes |
44.41 |
<7 Days |
CB-2 |
10786.78 |
No |
T+0 |
No |
Yes |
Liberty Wealth Management LLC |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
1706.45 |
Day 9 |
No |
6.50 |
7-30 Days |
CB-3 |
1740.52 |
Yes |
T+0 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
2419.82 |
Day 9 |
Yes |
120.89 |
<7 Days |
E-1 |
2186.07 |
No |
T+2 |
Yes |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
15566.46 |
Day 9 |
Yes |
653.84 |
31-90 Days |
E-2 |
16693.15 |
Yes |
T+0 |
No |
Yes |
Liberty National Bank |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
7784.59 |
Day 9 |
No |
3.23 |
7-30 Days |
G-1 |
7601.24 |
No |
T+0 |
Yes |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
14672.74 |
Day 9 |
No |
182.23 |
31-90 Days |
G-2 |
13575.48 |
No |
T+1 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
11036.96 |
Day 9 |
No |
56.67 |
<7 Days |
G-3 |
10232.96 |
Yes |
T+0 |
No |
Yes |
Liberty Wealth Management LLC |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
16585.06 |
Day 9 |
Yes |
764.99 |
31-90 Days |
IG-1 |
15316.55 |
No |
T+2 |
Yes |
Yes |
Liberty National Bank |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
1581.59 |
Day 9 |
No |
77.31 |
7-30 Days |
IG-2 |
1713.53 |
No |
T+2 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
7199.94 |
Day 9 |
No |
151.20 |
<7 Days |
S-1 |
7252.86 |
No |
T+2 |
No |
Yes |
Liberty Capital Markets Inc. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
14320.06 |
Day 9 |
Yes |
33.21 |
<7 Days |
S-2 |
14327.94 |
No |
T+2 |
No |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
17088.71 |
Day 9 |
Yes |
493.28 |
31-90 Days |
S-3 |
15430.72 |
No |
T+2 |
Yes |
Yes |
Liberty National Bank |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
13832.41 |
Day 9 |
No |
496.59 |
<7 Days |
S-4 |
14604.71 |
Yes |
T+0 |
No |
Yes |
Liberty Mortgage Services Corp. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
377.61 |
Day 9 |
No |
13.85 |
31-90 Days |
S-5 |
384.80 |
No |
T+0 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
5779.60 |
Day 9 |
No |
23.16 |
<7 Days |
S-6 |
5977.64 |
No |
T+0 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
4805.85 |
Day 9 |
Yes |
83.82 |
7-30 Days |
S-7 |
4840.85 |
Yes |
T+1 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
2735.73 |
Day 10 |
Yes |
96.48 |
31-90 Days |
A-0-Q |
2948.51 |
No |
T+0 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
1278.44 |
Day 10 |
Yes |
61.50 |
7-30 Days |
A-1-Q |
1180.04 |
No |
T+2 |
Yes |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
8293.82 |
Day 10 |
No |
12.48 |
7-30 Days |
A-2-Q |
8962.72 |
Yes |
T+0 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
15192.18 |
Day 10 |
No |
201.29 |
31-90 Days |
A-3-Q |
15062.10 |
Yes |
T+0 |
No |
Yes |
Liberty National Bank |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
1701.79 |
Day 10 |
Yes |
82.99 |
7-30 Days |
A-4-Q |
1670.05 |
No |
T+0 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
6266.36 |
Day 10 |
Yes |
27.90 |
31-90 Days |
A-5-Q |
6545.27 |
No |
T+2 |
No |
No |
|
Securities Finance |