| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
2988.23 |
Day 9 |
No |
58.51 |
<7 Days |
L-4 |
2770.19 |
No |
T+2 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
2941.25 |
Day 9 |
Yes |
78.29 |
<7 Days |
L-5 |
2747.65 |
No |
T+1 |
Yes |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
4597.97 |
Day 9 |
No |
165.98 |
31-90 Days |
L-6 |
4495.60 |
Yes |
T+1 |
No |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
14982.88 |
Day 9 |
No |
484.27 |
7-30 Days |
L-7 |
15953.62 |
Yes |
T+1 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
7234.00 |
Day 9 |
No |
58.69 |
<7 Days |
L-8 |
7653.27 |
Yes |
T+0 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
16903.08 |
Day 9 |
Yes |
574.89 |
7-30 Days |
L-9 |
15446.63 |
Yes |
T+0 |
No |
Yes |
Liberty Wealth Management LLC |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
13618.71 |
Day 9 |
No |
561.09 |
7-30 Days |
LC-1 |
12858.44 |
Yes |
T+0 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
10379.73 |
Day 9 |
No |
174.60 |
7-30 Days |
LC-2 |
9669.98 |
Yes |
T+2 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
10099.33 |
Day 9 |
Yes |
154.47 |
<7 Days |
N-1 |
10894.29 |
Yes |
T+0 |
Yes |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
7835.67 |
Day 9 |
Yes |
261.78 |
31-90 Days |
N-2 |
7871.66 |
No |
T+0 |
No |
Yes |
Liberty Capital Markets Inc. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
2028.85 |
Day 9 |
Yes |
5.83 |
31-90 Days |
N-3 |
2111.18 |
Yes |
T+1 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
12449.01 |
Day 9 |
Yes |
349.66 |
31-90 Days |
N-4 |
13096.08 |
No |
T+1 |
Yes |
Yes |
Liberty National Bank |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
698.24 |
Day 9 |
Yes |
8.74 |
<7 Days |
N-5 |
706.21 |
Yes |
T+0 |
No |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
1998.98 |
Day 9 |
No |
41.05 |
31-90 Days |
N-6 |
2018.05 |
No |
T+0 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
13216.69 |
Day 9 |
No |
651.65 |
31-90 Days |
N-7 |
14479.69 |
No |
T+1 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
7567.57 |
Day 9 |
Yes |
375.90 |
7-30 Days |
P-1 |
8137.60 |
Yes |
T+1 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
8417.75 |
Day 9 |
Yes |
82.34 |
31-90 Days |
P-2 |
8956.63 |
Yes |
T+0 |
No |
Yes |
Liberty National Bank |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
2695.73 |
Day 9 |
No |
100.46 |
7-30 Days |
S-8 |
2716.01 |
No |
T+2 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
9046.47 |
Day 9 |
Yes |
367.68 |
7-30 Days |
Y-1 |
9238.17 |
Yes |
T+2 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
9163.55 |
Day 9 |
Yes |
454.43 |
<7 Days |
Y-2 |
8757.26 |
Yes |
T+1 |
Yes |
Yes |
Liberty National Bank |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
6496.44 |
Day 9 |
No |
274.73 |
7-30 Days |
Y-3 |
5961.96 |
No |
T+1 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
4845.09 |
Day 9 |
Yes |
157.47 |
7-30 Days |
Y-4 |
4849.19 |
Yes |
T+0 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
10098.07 |
Day 9 |
Yes |
284.41 |
31-90 Days |
Z-1 |
10579.45 |
No |
T+1 |
No |
Yes |
Liberty Capital Markets Inc. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
12288.28 |
Day 9 |
Yes |
30.03 |
7-30 Days |
A-2 |
12445.78 |
No |
T+2 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
6802.11 |
Day 9 |
No |
217.43 |
7-30 Days |
A-3 |
7470.54 |
No |
T+1 |
Yes |
No |
|
Securities Finance |