| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
9844.50 |
Day 6 |
No |
266.60 |
7-30 Days |
IG-6 |
9314.34 |
No |
T+2 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
16992.66 |
Day 6 |
No |
383.10 |
31-90 Days |
IG-7 |
17061.50 |
Yes |
T+1 |
No |
Yes |
Liberty Mortgage Services Corp. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
16049.73 |
Day 6 |
No |
104.53 |
7-30 Days |
IG-8 |
14512.32 |
No |
T+2 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
10692.60 |
Day 6 |
No |
128.85 |
<7 Days |
L-1 |
10232.72 |
No |
T+0 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
2439.17 |
Day 6 |
No |
47.04 |
7-30 Days |
L-10 |
2570.68 |
No |
T+1 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
3280.18 |
Day 6 |
Yes |
129.43 |
31-90 Days |
L-11 |
3201.33 |
No |
T+0 |
No |
Yes |
Liberty National Bank |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
16821.88 |
Day 6 |
No |
715.12 |
31-90 Days |
L-2 |
15926.34 |
No |
T+1 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
14310.47 |
Day 6 |
No |
493.75 |
31-90 Days |
L-3 |
15372.22 |
Yes |
T+2 |
Yes |
Yes |
Liberty National Bank |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
8604.79 |
Day 6 |
No |
258.19 |
<7 Days |
L-4 |
8280.88 |
No |
T+0 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
2850.26 |
Day 6 |
No |
47.61 |
<7 Days |
L-5 |
2682.23 |
Yes |
T+2 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
1200.10 |
Day 6 |
No |
33.77 |
7-30 Days |
L-6 |
1122.07 |
No |
T+0 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
1940.34 |
Day 6 |
Yes |
53.71 |
7-30 Days |
L-7 |
2114.04 |
Yes |
T+2 |
No |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
7912.21 |
Day 6 |
No |
48.84 |
7-30 Days |
L-8 |
8400.43 |
Yes |
T+1 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
15260.81 |
Day 6 |
No |
258.42 |
31-90 Days |
L-9 |
13872.56 |
Yes |
T+2 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
4383.62 |
Day 6 |
No |
196.53 |
<7 Days |
LC-1 |
4528.13 |
Yes |
T+0 |
No |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
10853.33 |
Day 6 |
Yes |
305.38 |
31-90 Days |
LC-2 |
11580.72 |
Yes |
T+1 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
3481.26 |
Day 6 |
No |
139.53 |
<7 Days |
N-1 |
3282.85 |
Yes |
T+1 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
14542.21 |
Day 6 |
No |
237.75 |
31-90 Days |
N-2 |
14182.73 |
No |
T+0 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
10023.32 |
Day 6 |
Yes |
213.49 |
7-30 Days |
N-3 |
9915.73 |
Yes |
T+2 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
4280.34 |
Day 6 |
Yes |
122.85 |
7-30 Days |
N-4 |
4018.88 |
Yes |
T+0 |
No |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
11696.94 |
Day 6 |
No |
221.89 |
7-30 Days |
N-5 |
11550.05 |
Yes |
T+1 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
7392.60 |
Day 6 |
No |
39.10 |
<7 Days |
N-6 |
6767.76 |
Yes |
T+2 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
14329.44 |
Day 6 |
No |
572.76 |
31-90 Days |
N-7 |
15693.86 |
No |
T+0 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
5611.25 |
Day 6 |
Yes |
67.85 |
7-30 Days |
P-1 |
5791.68 |
No |
T+0 |
No |
Yes |
Liberty National Bank |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
12742.33 |
Day 6 |
Yes |
322.49 |
<7 Days |
P-2 |
11744.14 |
Yes |
T+2 |
Yes |
Yes |
Liberty Wealth Management LLC |
Securities Finance |