| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
4200.12 |
Day 5 |
Yes |
179.66 |
7-30 Days |
E-2 |
3814.19 |
No |
T+2 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
10801.14 |
Day 5 |
No |
305.31 |
7-30 Days |
G-1 |
11779.04 |
Yes |
T+2 |
Yes |
Yes |
Liberty National Bank |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
16221.17 |
Day 5 |
Yes |
637.57 |
31-90 Days |
G-2 |
15698.68 |
No |
T+1 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
3456.78 |
Day 5 |
No |
123.84 |
7-30 Days |
G-3 |
3759.39 |
No |
T+2 |
Yes |
Yes |
Liberty National Bank |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
13857.99 |
Day 5 |
Yes |
510.59 |
7-30 Days |
IG-1 |
14251.19 |
No |
T+2 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
12537.09 |
Day 5 |
Yes |
613.35 |
31-90 Days |
IG-2 |
13015.51 |
Yes |
T+2 |
No |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
12618.93 |
Day 5 |
No |
563.58 |
31-90 Days |
S-1 |
11929.72 |
Yes |
T+2 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
14186.83 |
Day 5 |
Yes |
158.66 |
7-30 Days |
S-2 |
14776.19 |
Yes |
T+0 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
11140.38 |
Day 5 |
No |
35.97 |
31-90 Days |
S-3 |
11450.49 |
No |
T+2 |
No |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
1460.40 |
Day 5 |
No |
47.95 |
<7 Days |
S-4 |
1359.53 |
Yes |
T+1 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
8559.31 |
Day 5 |
Yes |
121.65 |
31-90 Days |
S-5 |
8100.12 |
No |
T+0 |
No |
Yes |
Liberty Mortgage Services Corp. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
14963.82 |
Day 5 |
Yes |
271.38 |
7-30 Days |
S-6 |
14742.91 |
Yes |
T+2 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
8227.05 |
Day 5 |
Yes |
398.89 |
31-90 Days |
S-7 |
8516.94 |
Yes |
T+0 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
10490.64 |
Day 6 |
No |
317.30 |
<7 Days |
A-0-Q |
10076.69 |
Yes |
T+1 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
14278.89 |
Day 6 |
No |
619.21 |
<7 Days |
A-1-Q |
14557.13 |
Yes |
T+2 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
15788.79 |
Day 6 |
No |
435.04 |
7-30 Days |
A-2-Q |
15674.62 |
No |
T+1 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
5723.78 |
Day 6 |
Yes |
244.95 |
<7 Days |
A-3-Q |
5464.82 |
No |
T+2 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
1956.72 |
Day 6 |
No |
93.19 |
<7 Days |
A-4-Q |
2066.68 |
Yes |
T+1 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
5267.27 |
Day 6 |
Yes |
54.40 |
31-90 Days |
A-5-Q |
5691.77 |
No |
T+2 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
9445.15 |
Day 6 |
No |
170.36 |
7-30 Days |
CB-1-Q |
10343.62 |
No |
T+2 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
13973.69 |
Day 6 |
Yes |
293.39 |
7-30 Days |
CB-2-Q |
14270.28 |
No |
T+0 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
8122.11 |
Day 6 |
Yes |
174.28 |
31-90 Days |
S-1-Q |
8276.58 |
No |
T+1 |
Yes |
Yes |
Liberty Wealth Management LLC |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
2405.78 |
Day 6 |
No |
18.38 |
7-30 Days |
S-2-Q |
2431.86 |
Yes |
T+1 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
12436.71 |
Day 6 |
Yes |
470.71 |
<7 Days |
S-3-Q |
11955.09 |
Yes |
T+1 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
8580.68 |
Day 6 |
Yes |
381.85 |
31-90 Days |
S-4-Q |
7765.36 |
Yes |
T+1 |
No |
Yes |
Liberty Wealth Management LLC |
Trading |