| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
2768.98 |
Day 6 |
No |
123.38 |
31-90 Days |
S-6 |
2769.68 |
Yes |
T+0 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
15940.22 |
Day 6 |
Yes |
398.99 |
7-30 Days |
S-7 |
17012.05 |
No |
T+1 |
No |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
13309.36 |
Day 7 |
Yes |
80.07 |
7-30 Days |
A-0-Q |
14045.15 |
Yes |
T+0 |
No |
Yes |
Liberty Wealth Management LLC |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
15967.65 |
Day 7 |
No |
34.34 |
31-90 Days |
A-1-Q |
15104.15 |
Yes |
T+1 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
5261.24 |
Day 7 |
No |
212.47 |
31-90 Days |
A-2-Q |
4754.70 |
Yes |
T+2 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
12293.75 |
Day 7 |
No |
290.53 |
7-30 Days |
A-3-Q |
11178.26 |
Yes |
T+2 |
Yes |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
6212.90 |
Day 7 |
No |
267.24 |
7-30 Days |
A-4-Q |
6635.72 |
No |
T+1 |
No |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
6033.85 |
Day 7 |
Yes |
221.13 |
<7 Days |
A-5-Q |
6295.89 |
Yes |
T+2 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
13245.53 |
Day 7 |
No |
575.88 |
<7 Days |
CB-1-Q |
12027.00 |
No |
T+2 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
6155.59 |
Day 7 |
No |
213.39 |
7-30 Days |
CB-2-Q |
5842.95 |
Yes |
T+1 |
No |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
3852.24 |
Day 7 |
Yes |
156.37 |
<7 Days |
S-1-Q |
3825.33 |
Yes |
T+2 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
10957.78 |
Day 7 |
Yes |
211.67 |
7-30 Days |
S-2-Q |
10144.87 |
Yes |
T+0 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
16604.48 |
Day 7 |
Yes |
619.86 |
<7 Days |
S-3-Q |
16107.88 |
Yes |
T+1 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
3469.71 |
Day 7 |
Yes |
129.16 |
<7 Days |
S-4-Q |
3135.04 |
Yes |
T+2 |
No |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
7696.28 |
Day 7 |
Yes |
329.46 |
7-30 Days |
CB-3-Q |
7755.53 |
Yes |
T+0 |
Yes |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
15147.50 |
Day 7 |
No |
445.34 |
7-30 Days |
G-1-Q |
16644.05 |
Yes |
T+2 |
No |
Yes |
Liberty National Bank |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
15104.44 |
Day 7 |
No |
119.71 |
<7 Days |
G-2-Q |
14425.14 |
No |
T+0 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
269.89 |
Day 7 |
No |
8.03 |
7-30 Days |
G-3-Q |
296.56 |
No |
T+0 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
15995.00 |
Day 7 |
No |
372.95 |
<7 Days |
S-5-Q |
15647.36 |
No |
T+2 |
No |
Yes |
Liberty Capital Markets Inc. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
11497.86 |
Day 7 |
Yes |
6.21 |
31-90 Days |
S-6-Q |
12545.32 |
Yes |
T+1 |
Yes |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
8927.97 |
Day 7 |
No |
41.35 |
7-30 Days |
S-7-Q |
8801.27 |
No |
T+2 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
16111.55 |
Day 7 |
Yes |
46.12 |
7-30 Days |
E-1-Q |
15437.87 |
No |
T+0 |
No |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
2045.42 |
Day 7 |
Yes |
82.53 |
7-30 Days |
E-2-Q |
2002.44 |
No |
T+2 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
1288.46 |
Day 7 |
Yes |
1.84 |
31-90 Days |
IG-1-Q |
1346.16 |
Yes |
T+2 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
2605.91 |
Day 7 |
No |
62.23 |
31-90 Days |
IG-2-Q |
2863.60 |
Yes |
T+2 |
Yes |
No |
|
Funding |